REGULATORY COMPLIANCE OFFICER jobs in LONDON, United Kingdom #3

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regulatory alignment. Ensure ongoing compliance with financial regulations and standards Monitoring, Internal Controls... Review and update company policies in line with regulatory requirements Provide training and guidance to staff on compliance...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

Compliance Monitoring & Testing and Head of EMEA Compliance. Performing thematic reviews based on key regulatory issues...Our team is seeking a Senior Analyst to join the Global Compliance Monitoring & Testing team to execute the compliance...

: We are looking for a regulatory professional to support the CCP Compliance team. You will work closely with the LME Clear Chief Compliance Officer... regulatory bodies including the Bank of England, the FCA, and the various overseas authorities. Compliance: Working...

Chief Compliance and Risk Officer and working closely with the executive leadership team. This is an excellent opportunity... compliance and regulatory affairs team. You will manage a small team of compliance and risk professionals and have overall...

Job Description Compliance Officer / Consumer Duty - City, London Our client is an award-winning financial services... has become available for a Compliance Officer with a bias towards Consumer Duty to join the team. As the Consumer Duty Specialist in the business...

Head of Compliance & Money Laundering Reporting Officer - Birmingham or London, UK (hybrid) Salary: up... Job Summary - Head of Compliance & Money Laundering Reporting Officer You will play a crucial role in ensuring Saible achieves...

understanding of financial institutions with scope to learn from senior compliance colleagues. The intern will help with the... their monitoring abilities. Also assist with producing MI/KPIs to relay back to senior Compliance management for reporting purposes...

and Chief Compliance Officer and working on a breadth of exciting projects. The role itself is broad in nature...Barclay Simpson are currently recruiting for a Compliance Associate to join a growing special situations fund manager...

Here at Capita we have a very exciting opportunity to join our schools payroll and compliance team as a Payroll... and compliance Manager. In this home-based role you will be responsible for the line management of 4 people and the day to day...

Who we are looking for With immediate effect we are looking for UK Regulatory Liaison & SMRO Officer, Assistant Vice... for As UK Regulatory Liaison & SMRO Officer you will Assist with the management of regulatory exams and deliverables Attend...

London. In this role, you will oversee the firm's compliance efforts and provide leadership in adhering to regulatory... comprehensive risk mitigation strategies, processes, and frameworks to ensure regulatory compliance and protect the firm...

, and they are looking for a Compliance Advisory Officer to advise the front office on their regulatory requirements. This is a VP grade position... Investment Banking client to find a new Compliance Advisory Officer. Our client is a top UK banking group...

Compliance, to join our high-performing UK Risk and Compliance team. You will report to the PPUK Chief Compliance & Risk Officer... company while assuring sustained regulatory compliance. Job Description: You will provide visible and engaging leadership...

London. In this role, you will oversee the firm's compliance efforts and provide leadership in adhering to regulatory... comprehensive risk mitigation strategies, processes, and frameworks to ensure regulatory compliance and protect the firm...

Compliance team comprises four disciplines: Regulatory Compliance, Financial Crime Compliance, Data Protection and Information.... A strong commitment towards successfully completing the Level 3 Risk and Compliance Officer Apprenticeship. Essential skills...