REGULATORY COMPLIANCE ASSISTANT jobs in LONDON, United Kingdom #5

and Control: Ensure that all activities and duties are carried out in full compliance with our regulatory requirements... all areas of commercial law. To find out more please visit In order to comply with regulatory and client requirements, Ashurst...

· Health & Safety or regulatory compliance experience · Experience of supervising a small team including contractors...

to address their financial needs and concerns Staying informed about market trends, economic developments, and regulatory... and adherence to compliance standards Participating in training and professional development opportunities to expand knowledge...

· Health & Safety or regulatory compliance experience · Experience of supervising a small team including contractors...

regulatory environment evolve, you’ll encounter new problems to solve and new opportunities for growth. Whether it’s advising... compliance, dealing with the annual tax return process of both small clients and those with a much more extensive...

Assist the Company Secretaries to ensure loan facility compliance certificates are signed off and dispatched within agreed.... You will be expected to understand the regulatory obligations of the firm, and abide by the regulated entity requirements and JHI policies...

papers Assist with maintaining statutory books on Blueprint, compliance filings with Companies House and other regulatory...

of operational best practices. Compliance with internal and regulatory policies and procedures. This is the perfect opportunity... management team. Assist members of the Operations department with regulatory reporting, query resolution and other tasks...

governance process and specialized legal and regulatory issues. Draft and review policies and advise on compliance. Manage... world of global advisory, audit and tax compliance services for large multi-nationals is rapidly changing and heavily...

compliance with relevant legislation, regulatory requirements including requirements applicable to LSEG as a listed company... and relevant guidance. Working with colleagues in Compliance, Finance, HR, Legal, Risk and Tax, the team ensures that the Group...

when required in the settlement of claims Comply with all applicable legal and regulatory requirements and ensure..., at a level appropriate to the position, that appropriate measures are in place to ensure this compliance May perform additional...

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. Collateral Dispute and reconciliation management. Regulatory Reporting, Controls Reporting, Relationship Management... and connectivity issue resolution with tech teams A sound understanding of the current regulatory framework i.e. Uncleared Margin...

This role will cover our Corporate functions: COO, Operations, Legal, Risk & Compliance and Internal Audit... that they remain compliant, working with internal stakeholders as needed e.g. Compliance, HR Carry out additional duties as assigned...

request and deliveries Implementing best practice legal and regulatory standards and adhering to Travelex compliance...

Lead Regulatory Counsel on all work and advising the Compliance team and the wider business on strategic projects... including policy drafting, claims handling, international dispute resolution, and regulatory compliance. […] Location: London...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...