communications, compliance risk management, regulatory reporting and compliance advisory. As an Assistant Vice President - Regulatory... as required Design and implementation of Regulatory Compliance policies and procedures as required in order to meet the requirements...
Bank of ChinaAre you a Regulatory Compliance Assistant Manager ready to make the move to Manager? Or are you an experienced Manager... respect of specific regulatory topics and issues. Managing any external compliance and assurance auditors As the...
Austin Roseand our practice areas are highly ranked by the legal directories. The department Regulatory, reporting to Secretarial Services... Assistant day to day duties: Coordination of tasks with effective delegation to DPS, AA and other support teams as appropriate...
Kingsley NapleyReference Number: JO-2402-530211 Regulatory Affairs Manager/ Assistant Manager Rate: Negotiable Job Type: Permanent... Location: North London Job Title: Regulatory Affairs Manager/ Assistant Manager Location: North London, UK – Hybrid...
Clinical Professionalscommunications, compliance risk management, regulatory reporting and compliance advisory. As an Assistant Vice President - Regulatory... information to Compliance Committee, Executive Management Committee and quarterly CEO reports on regulatory policy developments...
Bank of Chinafor Proposal and marketing materials to ensure regulatory compliance requirements are addressed, as applicable. Prepare business... and into overseas jurisdictions. Provide regulatory support to Compliance network overseas with regard to the impact of EU/UK...
State Street. You would be an important part of this ongoing success story What does the First- Line Compliance Assistant at Collinson do? To provide..., ensuring the line of business fulfils its regulatory responsibilities in all areas of Compliance and the product lifecycle...
Collinson Groupand codes of conduct. The team also covers FTSE Russell benchmark administration and its regulatory compliance with benchmark... regulations. The team advises the Business on the regulatory compliance matters related to operations and strategic Business...
TORAcommunications, compliance risk management, regulatory reporting and compliance advisory. As an Assistant Vice President... – Compliance Assurance, you will be responsible to support and assist the Compliance Assurance Team to meet the regulatory...
Bank of ChinaCompliance you will Work closely with the first line to provide advice to the business on regulatory requirements related... Compliance team, reporting to the UK Head of Compliance. Sitting in the second line of defense, you will be responsible...
State Streetto senior management. Interacts with auditee and audit team to develop and negotiate solutions. Assess regulatory requirements.... Coverage of conduct and compliance risks, Previous experience in at least one of the Core Compliance areas – Advisory...
MUFG Investor ServicesGrade: D - Assistant Vice President Reporting Line: (UK Division) LME Clear Regulation and Compliance Location: UK... regulatory bodies including the Bank of England, the FCA, and the various overseas authorities. Compliance: Working...
Hong Kong Exchanges and ClearingGrade: D - Assistant Vice President Reporting Line: (UK Division) LME Regulation and Compliance Location: UK-London..., compliance and regulatory strategy across the LME and LME Clear. The department is responsible for: Regulation and Compliance...
Hong Kong Exchanges and Clearingof business lawyers, compliance, regulatory relations and HR to provide strategic legal advice Corresponding and liaising...Job Description: Job Title: Attorney – Litigation & Regulatory Inquiries Corporate Title: Vice President...
Bank of Americawith Regulatory, Compliance or Dispute Resolution groups would be advantageous but not essential. Duties and Responsibilities... of our cross firm Regulatory practice. Reporting to the Business Development Manager (BDM), this position has responsibility...
RPCLooking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...
Taylor RootIncredible knowledge of SRA Standards and Regulations Experience of regulatory compliance within a legal landscape What's in..., paralegals, legal assistants and fee earners Support services - practice managers, COLP / COFA - regulatory and compliance...
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