REGULATORY COMPLIANCE ADVISORY GLOBAL jobs in LONDON, United Kingdom #3

bankers, research analysts, and technologists. YOUR IMPACT The Compliance Testing Group has a global reach. It... Engineering qualification, CFA, PRMIA or FRM qualifications) Compliance, auditing, testing, legal, or regulatory/law enforcement...

Job Description: OUR IMPACT Global Compliance manages the firm's compliance, regulatory and reputational risks..., but not required Experience of performing a Compliance advisory role in a global investment bank and understanding of applicable regulations...

knowledge an advantage, but not required Experience of performing a Compliance advisory role in a global investment bank...Job Description: OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational...

. Global Compliance prevents, detects and mitigates compliance, regulatory and reputational risks across the firm and helps...Job Description: OUR IMPACT Compliance, Legal and the Conflicts Resolution Group (CLC) work at the intersection...

Asta (A Davies Company) To provide the business with day-to-day advisory and oversight activities, assist in the... delivery of the compliance plan and manage the compliance relationship with assigned managed client. The Compliance Manager...

, implementation and remediation of regulatory compliance, governance and risk programs. We also provide global registration.... RESPONSIBILITIES: Participate in a range of regulatory projects which may include financial crime/AML advisory projects, compliance...

and timely regulatory advice, supporting business initiatives, and promoting a compliance culture within the Marex Prime Services... provision of advice on the application of global compliance policies, exchange trading, global custodian rules and regulations...

with meaningful careers. The role is for the Head of Equities Compliance for the global Digital and Securities Markets (“DSM... market's business. The successful candidate will lead a team of Compliance professionals providing first class regulatory...

and manage regulatory risk. To manage a team responsible for delivering the Compliance Programme, providing advisory support... to address all material regulatory and conduct risks. Provide input into and assist with the drafting of relevant Compliance...

challenge and pace in helping the business. You will join a dedicated regulatory team in the Compliance department... second-line controls, and manages advisory and regulatory change projects. Your particular focus will be to design...

Be an integral part of the Commodities and Global Markets Business Compliance team, in London as a Senior Compliance... Manager. You be a highly visible figurehead based on the London trading floor, supporting compliance advisory for a wide...

MLRO/SMF 17 within the Global Financial Crimes Compliance (GFCC) team, with BAU advisory queries and investigations... manager focused on delivering global investment management excellence and retirement services that investors can rely...

company while assuring sustained regulatory compliance. Job Description: You will provide visible and engaging leadership..., along with other international and global Risk & Compliance meetings. Design, implement & lead process/product reviews to identify and mitigate...

: The Payments Compliance Counsel will be part of the Global Legal Compliance Payments team reporting into the Global Legal..., compliance, business development on a range of issues related to product development and commercialization of global payment...

a broad range of Advisory Compliance activities across the various business units and functional areas within the UK branch... of the overall Natixis global compliance strategy and the compliance strategy set by the UK Head of Compliance. The incumbent...

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Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help... Compliance arm of the Ocorian business. Newgate Compliance Limited is a regulatory consultancy working with a broad...