REGULATORY ASSURANCE SUPPORT OFFICER jobs in GREATER LONDON, United Kingdom

regulatory requirements and industry trends to proactively address compliance issues. Provide regulatory guidance and support.... As a Regulatory Officer, you will have the opportunity to work with industry experts and contribute to the success of our innovative...

for you…. Based in Leeds or London, we are looking for a Compliance Assurance Officer to join our expanding Risk & Compliance team.... You will support the assurance mangers in executing the group assurance programme, performing assurance tasks across multiple 1st line...

Job Description: Job Title Controls Testing & Assurance Senior Testing Officer International Private Bank Location... London Corporate Title Assistant Vice President Controls Testing & Assurance (CT&A) performs regulatory prescribed...

Assurance (QA) involvement. Primarily provide QA support for production activities, as well as Warehousing and Quality Control... Practice (GxP) guidelines and other regulatory requirements. The QA Officer will also play a pivotal role in providing QA...

policies and undertaking data lifecycle management to ensure data standards and data quality. As a Data Privacy Officer..., you will support the Bank to ensure that its operations are compliant with GDPR, Data Protection Act 2018, Privacy of Electronic...

for our customers, colleagues and shareholders. To support our incoming Chief Operating Officer (COO), Hugh Hessing, we’re recruiting... our growth and success– providing strategic support to our Chief Operating Officer. You will have your finger on the pulse of the...

date: July 2024 This new role has been created to support Northeastern University London's Senior Marketing Officer (Business... benefits package including 25 days holiday allowance (excl. Bank holidays), group life assurance, group income protection...

and regulatory compliance at our esteemed client’s firm. Working closely with the Compliance Officer for Legal Practice (COLP), the...: Collaborate with the Professional Ethics & Compliance team to uphold ethical standards. Support compliance with SRA, ICO...

checks, and other general compliance and regulatory support to the frontline business units of the Bank. As a Senior Officer... - Risk Control, you will support to facilitate, advise and oversee the first line of defence (1LoD) compliance risk...

Job Description Our client based in North East London are currently recruiting for a Fire Safety Officer... assurance programme. Ensuring compliance with legislation through the use of performance data, risk assessments and audits...

from you! We are looking for a Fire Risk Officer to provide specialist fire safety advice to the Aster group. Your role will be to ensure... are carried out. Travel to other business areas will be required. What you’ll be doing As our new Fire Risk Officer...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible... issues. Key Activities include: Developing, implementing, and executing compliance testing, continuous assurance...

themselves on their inclusive culture? Company perks include 29 days holidays + BH, pension, HYBRID WORKING, life assurance, FREE lunch... & breakfast and many more! Job Title: Compliance Officer Salary: £45,000-£50,000 Location: Farringdon/Barbican Hours: 09...

Group Conduct Officer Manager, who reports to the Group Head of Compliance. This role partners with our Schemes & Affinities... (S&A) division and has one direct report, the Deputy Conduct Officer for S&A, and includes the management of the person in that role...

Job Description: Job Title Global Financing and Credit Trading Compliance Officer Location London Corporate Title..., rules, expectations of regulators, the standards of self-regulatory organizations, and codes of conduct / ethics in connect...

Job Description: Job Title Fixed Income Markets Compliance Officer Location London Corporate Title AVP... You will be a member of the Business Line Compliance (BLC) team providing support to the Fixed Income Business Division. The Compliance...

What the Hiring Manager Says The Money Laundering Reporting Officer (MLRO) role is responsible for identifying... for businesses within both the Affluent and High Net Worth segments. Chief Risk Officer About the Role ​Level: Level 6...