REGULATORY AND COMPLIANCE ANALYST jobs in LONDON, United Kingdom #9

and timely reporting of compensation data for regulatory compliance and internal auditing purposes. Program Development... to ensure compensation programs support business objectives and compliance with legal requirements. Annual Reward Cycle...

to agreed timescales Ensure compliance with core Direct Line Group Policies, statutory and regulatory requirements...

Ensuring compliance with the company's regulatory requirements under the FCA and other regulatory bodies Adhere to the... regulatory frameworks. Contributing to the establishment of new controls, enhancement and automation of existing reconciliation...

, Compliance, Operations, Agency, Finance, etc.). Manage due diligence processes and checks to accurately inform credit... and maintenance, of internal administrative reports applying sound data and figures management skills. Ensure compliance...

for clients worldwide. This role is well suited for an experienced compliance professional who is competent in handling complex... team members in preparation for internal and external AML audits. Providing general compliance support to AML team members...

where possible. Support internal stakeholders by providing corporate actions information for regulatory reporting and compliance purposes..., working to tight deadlines. Assist with the review of compliance alerts related to securities blocked for trading due...

for colleagues, facilitating achievement of statutory compliance, British Standards and/or ACOP (Approved Codes of Practice). Record... keeping to evidence statutory compliance / British Standards / ACOP. Collation, analysis and presentation of Workplace data...

and Compliance requirements are adhered to and all reporting and reviewing activities required by the Regulatory Bodies are carried.... RESPONSIBILITIES Risk & Compliance Assist with the development of risk analysis, insight, and reporting around Conduct Risk areas...

. Response to internal partners on impact analysis for termination events. Support regulatory filings for country specific... requirements. Responsible for compliance and governance of plan operations. Support internal audit request...

change and address the most pressing compliance, regulatory, and operational challenges. We provide data-driven, technology...-enabled advisory, implementation, and staffing solutions to the regulatory compliance, risk, financial crimes, and capital...

most pressing compliance, regulatory, and operational challenges. We provide data-driven, technology-enabled advisory..., implementation, and staffing solutions to the regulatory compliance, risk, financial crimes, and capital markets functions...

obtained the authorisation from the Prudential Regulatory Authority (PRA) and Financial Conduct Authority (FCA) for a Third...' Technical skills - Working knowledge of SAP, SAP BO, advanced level Excel, Word, PowerPoint Accounting and regulatory...

; Resolve trading issues to the satisfaction of both the Company and clients in compliance with regulatory obligations; Provide... Winterflood businesses and to provide ad-hoc support to the wider Compliance team Key Responsibilities Working with the...

that may be required and regularly engaging with the Relationship Manager. CDD - AML/KYC Compliance would be advantageous... be outside the Banks Risk appetite such as Syria, Afghanistan. Undertake projects as and when required. Ensure compliance...

of Internal Model and Senior Actuaries in the team to maintain and develop the Internal Model used to calculate the regulatory... capital requirement for the firm. The role covers all aspects of capital management and modelling, and includes compliance...

of required information to support timely client on-boarding and matter processing in-line with regulatory requirements... with other AML/Compliance activities as required. Main Responsibilities Review and assess the AML and reputational risk...

, regulatory and internal Compliance requirements, including, but not limited to, the London Compliance manual and the Financial... of replies for Inspection Générale assignments). Legal and Regulatory Responsibilities Comply with all applicable legal...