PRODUCT AND REGULATORY COMPLIANCE jobs in LONDON, United Kingdom #4

. Main Responsibilities Assisting with advice and support on a variety of regulatory compliance matters including product governance...Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help...

, Cabot Square Capital, Allianz and M&G. Moneyfarm product offer recently widened with the acquisition of Profile Financial... for a junior Compliance Analyst, for someone looking to start a career in compliance, and work in a fast-paced FinTech start-up...

and timely regulatory advice, supporting business initiatives and promoting a compliance culture within the Marex Group. The... application of global compliance policies, exchange rules and regulations. Identifying regulatory or reputational risks...

. Main Responsibilities Assisting with advice and support on a variety of regulatory compliance matters including product governance...Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help...

and timely regulatory advice, supporting business initiatives and promoting a compliance culture within the Marex Group. The... application of global compliance policies, exchange rules and regulations. Identifying regulatory or reputational risks...

. new product proposals, to identify any compliance risk issues. Identifies, implements and reviews of relevant compliance... a Regulatory Compliance, Risk or Control role in a global investment bank would be a significant advantage. Relevant experience...

Senior Compliance Manager you will be providing input into the product governance, engagement with product teams, regulatory... environment. Play an active role in raising regulatory awareness through training in the business. Assist the Senior Compliance...

Compliance team that covers Investment, Product, Client Group, Marketing and Regulatory initiatives. The individual... to the Chief Risk Officer. The Compliance team located in the UK covers Investment, Product, Client Group, Financial Crime...

Job Description: Job Title Global Financing and Credit Trading Compliance Officer Location London Corporate Title... VP You will be a member of the Compliance team covering the Bank’s Global Financing and Credit Trading (GFCT) platform...

Operating Procedures Delivering certain face-to-face Compliance training as required in line with regulatory requirements...Job Description: Job Title Fixed Income Markets Compliance Officer Location London Corporate Title AVP...

Compliance. DISCOVER your opportunity To provide a key point of contact between UK Sales, Product Specialists, Distribution... Compliance point of contact providing advice and guidance for technical queries and regulatory matters relating to onshore...

Compliance. DISCOVER your opportunity To provide a key point of contact between UK Sales, Product Specialists, Distribution... Compliance point of contact providing advice and guidance for technical queries and regulatory matters relating to onshore...

Operating Procedures Delivering certain face-to-face Compliance training as required in line with regulatory requirements...Job Description: Job Title Fixed Income Markets Compliance Officer Location London Corporate Title AVP...

Senior Compliance Manager Consumer Lending - London Are you a regulatory compliance seeking Ex Co exposure, the... on product - Have enterprise wide exposure for strategic initiatives from a regulatory/reg change perspective - Develop...

provision of advice and training to businesses and Compliance colleagues on regulatory matters pertaining to marketing issues... Compliance seeks a Compliance Officer to support PGIM Marketing Compliance. Based in London, you will be part of the team...

! Requirements Minimum of 2 years proven experience in a Regulatory/ Compliance environment – (Food, Pharma, Animal feed... of Product Compliance (Labels, Creatives, Social media, blogs) Strong communication and organisational skills Drive to make...

and emerging regulatory risk and requirements across the evolving product offering Manage credit risk and compliance reporting.... It will focus on ensuring regulatory compliance along with the development and implementation of the Credit Risk...