POLICY RISK AND COMPLIANCE jobs in GREATER LONDON, United Kingdom #8

Job Description: Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the...-wide compliance risk management program. As an independent control function and part of the firm's second line of defense...

privacy regulations around the world; KPIs and KRIs Control testing Vendor management; Risk management; Policy management...! Compliance Analyst We are looking for a Compliance Analyst to join us! This is a hybrid work role, where the...

Job Description: As a Compliance Analyst, you will be part of the Risk, Legal and Compliance function. The MLRO... reviews and risk assessments; Supporting the preparation of materials for the Risk, Compliance and Partner Management...

and reputational risk across the firm and helps to strengthen the firm's culture of compliance. As an independent control function... and part of the firm's second line of defence, Compliance assesses the firm's compliance, regulatory and reputational risk...

to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk... can help facilitate our compliance with the firm's Third Party Risk Management Program and it's Interaffiliate Service...

risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the... firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second...

Assessments, as it relates to Compliance coverage area. This includes engagement with the stakeholders/Policy owners...Job Summary Job Description What is the opportunity? Provide Compliance advice and support to the RBC Wealth...

Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Compliance Testing team... Testing Sr. Analyst performs risk-based testing of Citi’s compliance risks in order to assess the design and effectiveness...

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day...

provider that seek an experienced Compliance Officer to join their Compliance & Risk team. The client is an award winning...-reaching role offers the opportunity to engage in all aspects of the firm's compliance and operational risk activities...

requests for Money Laundering Carrying out KYC with the addition of risk analysis Supporting the Senior Compliance Officer...Role: Compliance Administrator Contract: Permanent Salary: £25,000 - £27,000 per annum Firm: International Law...

Review, challenge and approve risk records, policy breaches and matters for escalation Work with business leads to identify... generalist compliance experience in financial services working in risk and compliance, or within a financial regulatory body...

and constructive approach to providing advice and compliance risk oversight. The value you’ll add: As a compliance advisory manager... stakeholders, you’ll advise on regulatory and compliance risk, helping to reduce mitigating factors, prevent breaches...

. Conduct compliance reviews, audits, and risk assessments to identify areas of non-compliance and implement corrective measures... guidance and support to employees on compliance-related matters. Risk Management and Due Diligence Conduct due diligence...

Main Requirement: You must have experience of working within a Risk and Compliance function from a law firm background, dealing...Role: Compliance Analyst Salary: £30,000 - £40,000 per annum Contract: Permanent Location: London...

checks and other risk management procedures. Your role will be split up into three main sections: Compliance...Role: Conflicts & Compliance Analyst Salary: £35,000- £48,000 per annum Contract: Permanent Location: London...

delivery of the compliance plan and manage the compliance relationship with assigned managed client. The Compliance Manager... will be the primary point of contact for assigned clients which will require a broad level of technical compliance knowledge...