OPERATIONS CONTROL CASS REPORTING jobs in United Kingdom

risk and control mechanisms Strong communication and reporting skills The company is a growing European Fintech firm...We are searching for a Cass Oversight Officer to join our growing UK business. Key responsibilities Act as the...

Calling all CASS Reconciliations Specialists! Please apply if you have; - CASS 6 & 7 Reporting, Reconciliations... relating to CASS reconciliation controls, ensure any control failures are recorded accurately and where identified support the...

. This includes the timely escalation and resolution of discrepancies to Operational teams. Reporting directly into the Senior CASS... regulations and how these apply to both CASS Reconciliations and Operations daily or monthly procedures. Exposure to automated...

and Control Oversight to join our Operations - Global Asset Safety - CASS and GAS Risk and Control team. This role is located in... UK, Manchester - HYBRID. The position will report into Global Asset Safety - CASS and GAS Risk and Control Lead Manager...

and Control Oversight to join our Operations - Global Asset Safety - CASS and GAS Risk and Control team. This role is located in... UK, Manchester - HYBRID. The position will report into Global Asset Safety - CASS and GAS Risk and Control Lead Manager...

more about our culture of flexible working. We give you a world of potential Reporting to the Regional Director, Client Operations...Job Description: Operations Manager All Employee (SIP and SAYE) Team 12 months secondment Croydon (Hybrid...

CMC Markets are hiring a skilled Derivatives specialist with a proven background working in ETD Operations. Covering... a both Exchange Traded Options and Global Futures, plus CMC OTC Options product. F&O Operations require a motivated individual...

Manager to join our Outsourced Operations team. The Relationship Manager will play a pivotal role in maintaining... focus of the role is to ensure effective monitoring, control and provision of Transfer Agency service supplied by one of the...

Corporate Action teams sit within the Asset Maintenance area of Operations. Reporting to the Corporate Actions Manager, the role... to corporate events. Full understanding of FCA rules including CASS , MiFID, Consumer Duty and CRS reporting Full...

Corporate Action teams sit within the Asset Servicing area of Operations and Customer Services. Reporting to the Corporate...WHO WE ARE: interactive investor is an award-winning investment platform that puts its customers in control...

Job Description: Vice President, Global Custody Operations Regulatory Oversight Lead Bring your ideas. Make history... seeking a future team member for the role of Regulatory Oversight Lead to join our Global Custody Operations Regulatory...

complies with all relevant regulatory requirements set forth by the FCA. Assist with the oversight of CASS operations... risk control measures are in place. Assist with the regulatory reporting where needed. Engage with internal...

calculation and placement, FX, Securities/Cash settlement, Asset Servicing, Reporting and Reconciliation of client accounts... & mentoring within ECD – providing rollout of system or regulatory changes An understanding of FCA rules – notably CASS & COBS...