OPERATIONAL TRAINING AND COMPLIANCE jobs in GREATER LONDON, United Kingdom #4

of annual regulatory training plan for the Business as well as ad hoc trainings, as needed. Providing Compliance input.... For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group adheres to and operates...

you the opportunity to ensure professional, strategic and operational compliance risk management is in place, all whilst... break. You can read about Melissa’s return to work story We are excited to offer a new position for a Compliance Business...

environment. Play an active role in raising regulatory awareness through training in the business. Assist the Senior Compliance...Job Description We're currently looking to recruit a Compliance Policy Manager to join the team. The Compliance...

to the UK CCO and be responsible for ensuring the performance of operational compliance controls, regulatory compliance... review of the compliance policies and procedures. Oversee compliance central log, training and the MI reporting Assist in...

regulatory breaches, operational incidents, training gaps or process failures Strong written communication skills and excellent...Job Description Compliance Officer / Consumer Duty - City, London Our client is an award-winning financial services...

Description Position at Mindshare Global Client Compliance Manager Job title: Global Client Compliance Manager... Group: Mindshare Worldwide Client: N/A Reports to: Global Client Compliance Director Mindshare is a media services...

This is a superb opportunity for a well-rounded professional to join our Fintech company and lead operations, risk and compliance... of bad debts and enforcement of security, should the need arise – this is already above in the first section. Ensure compliance...

MLRO/SMF 17 within the Global Financial Crimes Compliance (GFCC) team, with BAU advisory queries and investigations... prevention of the facilitation of tax evasion (collectively “Financial Crime Compliance (FCC)”). You will partner with the...

, training, operational processes, risk mitigation and control....Job Description: With a diverse department of Compliance professionals supporting all lines of our business...

to monitor and test compliance with applicable prudential and investment regulatory requirements. Provide regulatory training.... For everyone, everywhere. More about . Job Description We're looking for a Senior Compliance Manager to help scale our investment product and support our Finance and Treasury...

/airport level, so as to perform operational and effective on-site training. - Develop & follow-up training actions... steps and achievements. - Understand Travel Retail constraints, identify training needs and areas for improvement at shop...

are managing the lifecycle of the Firm's supplier contracts, being responsible for the operational upkeep of the bespoke contract... management system and the procurement system Aiding and conducting the training programme for procurement systems...

an operational function and be responsible and accountable for success within this area. As part of the Senior Management Team..., guidance and understanding at all times. Ensuring staff records, including time sheets and training are completed...

efficiency and effectiveness. Ensure compliance with all relevant regulations and company policies. Collaborate with the Talent... and best practices. Enablement: Develop and deliver training programs and materials for the talent acquisition team and hiring...

's committee structure and associated operating procedures, providing training and guidance to secretaries where appropriate... Secretariat to implement the overall strategy for the School and ensuring that this is reflected in the operational activities...

management, answering income processing queries and providing operational and financial advice to the wider department... income processing training sessions to new starters, explain sometimes complex financial processes to various stakeholders...

, you will advise and oversee the first line of defence (1LoD) operational risk and control management activities. You will also advise... within Financial Management department in identifying and assessing non-financial risks (e.g. Financial Crime, Regulatory Compliance...