OPERATIONAL COMPLIANCE MANAGER REGULATORY jobs in UNITED KINGDOM, United Kingdom #6

regulatory breaches, operational incidents, training gaps or process failures Strong written communication skills and excellent...Job Description Compliance Officer / Consumer Duty - City, London Our client is an award-winning financial services...

as well as addressing other required regulatory policies. Responds to issues and matters pertaining to regulatory compliance of Worldpay... and business activities to validate compliance with applicable laws and regulations or detect regulatory violations, weak controls...

financial crime risks Regulatory risk and remediation: -Advise Product and operational teams on how to interpret financial... financial crime requirements in a customer-oriented way while fully adhering to regulatory requirements; -Ensure that controls...

regulatory requirements, including: Senior Manager and Certification Regime - Managing COEP’s approach to SMCR, including... of all relevant legal and regulatory requirements on behalf of the business, partnering closely with Compliance Overseeing the...

. In this role, you will assess and evaluate any proposed changes in the regulation and enforcement of our operational... activities, understanding the implications for the business, particularly regarding permitting and compliance, and ensuring...

, you will assess and evaluate any proposed changes in the regulation and enforcement of our operational activities, understanding the... implications for the business, particularly regarding permitting and compliance, and ensuring such changes are effectively...

Analyst will work closely with Regulatory Reporting Manager and Head of Capital with regards to all regulatory capital issues.... Ensuring compliance with the company's regulatory requirements under the FCA, NFA, AMF, AFM, MAS and any other relevant...

Analyst will work closely with Regulatory Reporting Manager and Head of Capital with regards to all regulatory capital issues.... Ensuring compliance with the company's regulatory requirements under the FCA, NFA, AMF, AFM, MAS and any other relevant...

and electronic money business activities; including working closely with the Regulatory Compliance team on local license applications... and sanctions program, meet with local regulatory bodies to discuss the local compliance framework, prepare regulatory reporting...

of working in an audit, compliance, or regulatory role Innovative/entrepreneurial spirit - curious about new technologies.... That's why we welcome applications from all backgrounds and experiences and have a range of flexible working options to suit everyone! Asset Compliance...

to ensure you have what you need to effectively deliver in your role. This role supports the Compliance Monitoring Manager... Manager/Head of Compliance Monitoring & Assurance Consult with the Compliance Advisory Teams and Risk teams in order...

to ensure you have what you need to effectively deliver in your role. This role supports the Compliance Monitoring Manager... Manager/Head of Compliance Monitoring & Assurance Consult with the Compliance Advisory Teams and Risk teams in order...

offered on a permanent basis. Role Summary: Reporting to the Head of Regulatory Compliance, the Head of Compliance (London... meetings, with support from Group Regulatory Compliance and Group Risk as required. Climate Capital activities are expected...

offered on a permanent basis. Role Summary: Reporting to the Head of Regulatory Compliance, the Head of Compliance (London... meetings, with support from Group Regulatory Compliance and Group Risk as required. Climate Capital activities are expected...

compliance by delivering regulatory assurance reviews to a high standard and within deadlines. This could be across any area... conduct and compliance experience Good knowledge of FCA and PRA regulatory handbooks and how these are applied in practice...

We are seeking an experienced Trade Compliance Director; EMEA – Supply chain supporting the CSL Enterprise Business.... The successful candidate will be an experienced Manager Leader, optimizing a small team located in EMEA. Responsible...

and GBIS compliance standards are met, flagging non-compliance and any issues to the associated channel manager and partner... and working knowledge of Rd SAP are highly desirable whilst knowledge of ECO, regulatory compliance and assurance methodologies...