MS BANK REGULATORY COMPLIANCE jobs in LONDON, United Kingdom #2

schools. This role involves regular travel to different school sites to ensure compliance with regulatory standards, conduct... to £52,500 Benefits: 33 Days holiday including bank holidays 3 volunteering days 3 days grandparent leave 24 week's enhanced...

compliant Compliance, regulatory (inc. GDPR), and corporate affairs: be the matter expert for data protection, reviewing... for corporate governance, regulatory compliance and approvals (e.g. premise licenses), and maintaining relationships with partner...

complex transformation and regulatory projects within Technology. Experience in Price and Market Risk and Front Office..., its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound...

to help our clients drive business change and address the most pressing compliance, regulatory, and operational challenges.... We provide data-driven, technology-enabled advisory, implementation, and staffing solutions to the regulatory compliance, risk...

compliance with all relevant legal, regulatory, and ethical responsibilities. Keeping up to date technically on all relevant... offering in line with departmental and organisational workplans and strategies. Ensure contractual compliance...

quality framework are me together. Co-ordinate audit and visit schedules in line with regulatory, contractual and company... Operations Director (DROD) and Regional Operations Director (ROD). To raise safeguarding or serious non–compliance and risk...

/ efficiently achieve departmental and bank objectives. To ensure team works compliantly to bank/legal/regulatory standards... with a view to cultivating future business and promote the Bank’s reputation. To supervise and provide coaching for subordinates...

of current AML regulations and applicable regulatory guidance in the UK. Familiarity with MS Office, client intake software... for clients worldwide. This role is well suited for an experienced compliance professional who is competent in handling complex...

documentation, trading agreements, software agreements, and others) Regulatory research & compliance guidance: work closely... regulatory compliance under each regulatory regime (FCA, MAS, SEC, CTFC, etc.); advise and support guidance on regulation...

companies, ensuring regulatory compliance Managing Group liquidity and cash flow Oversee Group audit process Running the... and maintaining financial policies, and driving the preparation of relevant financial statements, ensuring compliance with accounting...

and management of traditional investment funds (mutual funds and ETFs) for the International Private Bank (IPB), a fund platform... with our different functional partners such as, Legal, Risk, Tax, Compliance and Middle Office. Building and maintaining relationships...

services but also our regulatory compliance capability. This role will form part of Ricardo’s Chemical Sector sales team... operating the National Chemical Emergency Centre (NCEC) of response, chemical safety and compliance solutions. These combine...

or other support teams Function Category Compliance Join us At UBS, we embrace flexible ways of working when the role permits... are operating as intended. We are close partners to the business to reinforce the compliance culture. The team report into the Head...

, and compliance with internal procedures and external regulatory requirements. Support and resolve contract-related queries.... Knowledge of contract construction and clause language. Proficiency in MS Word. Attention to detail and analytical skills...

and Regulatory Responsibilities Ensuring adherence with regard to internal Credit Agricole S.A. Group compliance guidelines... of Treasury instruments in the Bank's core system, Calypso. These transactions include Money Market loans and deposits and Foreign...

maintained. Quality & Compliance Being familiar with and complying to all company & regulatory processes. Completion... on time, to budget and in accordance with customer and regulatory requirements. This will consist of several small works...

role will focus on Governance processes across the CTC team supporting the Corporate & Investment Bank (CIB). These... and protecting the bank. The CIB CTC Governance Lead includes specific responsibilities: Ensure technology risk impacting the...