MONITORING AND COMPLIANCE OFFICER jobs in LONDON, United Kingdom #2

Job Description: Job Title Fixed Income Markets Compliance Officer Location London Corporate Title AVP... programme + 2 days’ volunteering leave per year Your key responsibilities Supporting the global Compliance Monitoring...

for an experienced compliance officer, looking to progress to the next level who is looking to work in a fast-paced FinTech start-up.... As part of the Risk & Compliance team, reporting to the Chief Risk & Compliance Officer, you will be responsible for ensuring...

compliance officer, looking to progress to the next level who is looking to work in a fast-paced FinTech start-up. As part of the... Risk & Compliance team, reporting to the Chief Risk & Compliance Officer, you will be responsible for ensuring...

to: Provide expert regulatory advice to the investment/deal teams. Manage code-of-ethics and compliance monitoring related tasks...Our Client Rutherford is currently partnered with an elite private equity firm that are looking to hire a Compliance...

Job Title: Senior Advisory Compliance Officer Contract Type: Time Type: Full time... development and deployment of the Compliance monitoring program for the Group Assist in developing Management Information Systems...

Join us as a Compliance Officer, with a focus on sanctions and financial crime. Reporting directly to our CCO... to compliance risk monitoring and management across our business and to identify, assess, monitor and report on the compliance risk...

. This will involve developing relevant local compliance policies and procedures as well as coordinating and monitoring the effectiveness... Compliance team, supporting a broad range of Advisory Compliance activities across the various business units and functional...

employee development and deliver the goals of the Firm wide Risk organization. As a Markets Advisory Compliance Officer...Job Description: With a diverse department of Compliance professionals supporting all lines of our business...

a French Speaking Senior compliance Officer to join our Compliance Monitoring team on a 9-month fixed term basis. This is the... of agreed plans to ensure the achievement of the Compliance department’s objectives. Monitor regulatory developments...

At Talbot, we are reimagining the way we help customers to manage risk. Join us as a Senior Compliance Officer... to compliance risk monitoring and management across our business and to identify, assess, monitor and report on the compliance risk...

Do you have Senior Compliance Officer experience, and are you seeking a new hybrid job? Our client... is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either Sittingbourne or London Mayfair, and the...

and implementing Compliance Monitoring/Surveillance Controls for the IPB UK businesses and undertaking ad-hoc and key Compliance...Job Description: Job Title International Private Bank (IPB) Business Line Compliance Location London Corporate...

. Offer advisory services on compliance matters and actively participate in relevant committees. Develop monitoring processes... and reviews. Define and execute compliance monitoring activities. Actively engage in relevant divisional and other committees...

and procedures as well as coordinating and monitoring the effectiveness of compliance support for the UK branch within the framework...Job Description: The incumbent will act as a core member of the Business and Functions Compliance team, supporting...

as well as coordinating and monitoring the effectiveness of compliance support for the designated Banking business within the framework of the... and Functions Compliance team and will be the lead contact for Business Compliance activities in relation to the designated Banking...

regulatory alignment. Ensure ongoing compliance with financial regulations and standards Monitoring, Internal Controls...This role involves ensuring compliance with the latest regulations within the financial services industry. The...

Reporting Officer) positions. This strategic role involves developing, implementing, and maintaining robust compliance policies... best practices. Manage all aspects of compliance, including regulatory licenses, monitoring policies, conducting audits, and leading...