MARKET RISK REGULATORY RISK jobs in LONDON, United Kingdom #9

, both required under the regulatory obligations of the business and identified through risk-based assessments. Lead liaison with the LSE... team as required, including with regulatory horizon scanning, rules mapping, risk assessments and the production...

of building business relationships with financial institutions in the market and dealing with risk/compliance teams within these...Job description Job Title: Head of Market MP, UK – GCB3 Location London About Zing Zing is a brand new fintech...

managing risk, liquidity and exposure and driving all aspects of the trading desk: pre-trade analysis, trade execution, the... design of optimal risk management & alpha research. You will be placed with the desk which primarily deals in fixed income...

with the company's regulatory requirements under the FCA Adhere to the operational risk framework for your role ensuring...Marex is a diversified global financial services platform, providing essential liquidity, market access...

, legal and market risk as required. Ongoing monitoring of transactions including industry, client and asset performance... and monitoring of the portfolio. You will work closely with the Global Markets Sales team, second line Risk partners and other areas...

and external sources to provide insightful market intelligence, identifying opportunities for growth and areas of risk. Design... internally and externally Strong understanding of the asset management industry, including market dynamics, regulatory...

abuse risks are managed appropriately Supporting colleagues to provide input on regulatory policy and conduct risk strategy..., develop and embed the risk and control mechanisms for the business, independently overseeing and challenging the effective...

) Regulatory acts as the Financial Markets front office single point of access for all the regulatory programs, non financial risk... of defense. In this role you will lead the Regulatory and Non-Financial Risk Management function within the UK FM Front Office...

) Regulatory acts as the Financial Markets front office single point of access for all the regulatory programs, non financial risk... of defense. In this role you will lead the Regulatory and Non-Financial Risk Management function within the UK FM Front Office...

incumbent will work closely with the GDM trading desk and eTrading teams to rollout and market algorithmic and electronic... against targets, and implementation of Key Performance Indicators (KPI’s) and Key Risk Indicators (KRI’s) as part of the ETCC...

's material risks. Our divisions include behavioural risk, compliance, credit, financial crime risk, internal audit, market risk...The Internal Audit team is Macquarie's third line of defence providing independent, risk-based assurance about the...

well with other stakeholder functions such as Compliance, Tax, Market Risk, Credit Risk Licensed to practice law in England & Wales or a similar... of several market leading businesses, where the role of the in-house lawyer is critical to the success of the business. Exotics Legal...

information. The group is comprised of Bank Relationship Management, Market Information, Direct Client Consultancy and Risk... our global custody network. In this role you will be responsible for keeping abreast of market and regulatory developments...

The Global Risk Operations SEO (Specialized Enforcement Operations) team is an operational team in GRO seeking... specifically focuses on high priority, complex or regulatory enforcement demand, where our systems or scaled solutions need...

Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources...

of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional... that aligns our perspectives with those of our clients. About the Role We are seeking to hire an Emerging Market Debt Trader...

documented input into business initiatives that is consistent with the firm's regulatory and reputational risk tolerances - e.g... employee development and deliver the goals of the Firm wide Risk organization. As a Markets Advisory Compliance Officer...