MANAGING ASSOCIATE FINANCIAL REGULATION jobs in United Kingdom #3

We have an opportunity for an experienced Associate Solicitor to join our growing risk and compliance team (Business... on the Codes of Conduct (including client care, conflicts, confidentiality and information barriers), financial crime...

Regulation Authority (“PRA”), Financial Conduct Authority (“FCA”) and the Bank of England, as well as producing financial... of specialized individuals with knowledge and expertise in understanding, managing and delivering financial information...

most. Connect to your opportunity Associate Directors take the lead on supporting and delivering key parts of our client services.... The role is critical to the successful delivery of our Payroll Operate business. As an Associate Director...

[…] Location: London Salary: £180000 - £200000 per annum Date: Posted 2 days ago Financial Services Regulation Solicitor..., you will be responsible for managing legal, risk and compliance aspects of investments and markets activities, advise the portfolio management...

: £180000 - £200000 per annum Date: Posted 14 hours ago Financial Services Regulation Solicitor – US Law Firm – London... private equity powerhouse, is boosting their London presence by adding a mid-level associate as a growth hire. The Role...

ASSOCIATE, INFRASTRUCTURE AND ENERGY (IE) NQ - 3YRS PQE LEEDS Department, Team - FINANCE AND PROJECTS Reporting..., developers, PE funds and Financial Institutions. . THE TEAM Our IE practice is known for its quality and breadth...

and ethics queries. Developing and delivering training on topical risk areas and regulation, in accordance with business needs... or Financial Services is highly desirable. Ability to analyse information and to use the results of that analysis to make...

is at all times in line with expectations, relevant policy and regulation Manage the ATM Global ASA/KYC program Support Ops... Excellence team in managing any Corrective Action/Loss Event Resolution and Process Risk Self-Assessments and Alternate Practice...

by ClearBank Limited, authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority... super app of the future. Although we’re in the financial space, and under the scrutiny that comes with it, the current...

Lead role will include the following activities: Run the day-to-day pursuit support - typically managing.... We have an unmatched breadth and depth of capabilities in audit and assurance, consulting, financial advisory, risk advisory, and tax...

Experience of delivering financial reporting services to entities located in the UK and overseas under IFRS, FRS 101/102... automation tools and have updated knowledge of upcoming technology and industry trends Building and managing relationships...

, regulation, construction, real estate, commercial contracts, tax, disputes, energy, employment and health and safety. The MLS.... Managing a caseload and, where appropriate, coordinating work allocation with wider Off-Site ES (for which the commercial...

best practice across the Firm, effectively managing all aspects of the regulation surrounding the efficient running of our Firm... a UK law firm, financial institution or regulator. Experience using Intapp and knowledge of conflicts of interest...

Marex is a diversified global financial services platform, providing essential liquidity, market access... and infrastructure services to clients in the energy, commodities and financial markets. The Group provides comprehensive breadth...

Marex is a diversified global financial services platform, providing essential liquidity, market access... and infrastructure services to clients in the energy, commodities and financial markets. The Group provides comprehensive breadth...

Understanding and knowledge of financial services products, providers and regulation Visit the IDEX Consulting Ltd website...Reporting to the Business Support Team Leader, the Business Support Associate is responsible for providing support...

with the Solicitors Regulation Authority (SRA) accounting rules, managing budgets, and preparing accurate reports... someone who will be instrumental in overseeing the financial direction of a firm committed to legal excellence. This position...