MANAGER COMPLIANCE AND CONDUCT jobs in United Kingdom

. For everyone, everywhere. More about our mission . Job Description We're looking for a Senior Compliance Manager to help scale our investment product and support... and oversight. In the short term this role will provide maternity cover for an existing Snr. Compliance Manager. When they return...

for the team in a scalable, sustainable way Being a champion for conduct and compliance across the business What you'll... and developing transparent relationships with our regulators. We're looking for a Regulatory Affairs Manager to ensure...

on cutting-edge features seems like a Tuesday afternoon to you, keep reading ✨ We're looking for a Business Compliance Manager... by identifying, assessing, documenting, and reviewing regulatory compliance, conduct, and culture risks Ensuring compliance with the...

Job Description Summary TITLE: Senior Manager SMR, Colleague Conduct & Whistleblowing Policy, Central Compliance, CCOR LOCATION(S): Edinburgh... compliance related issues, with a specific focus on regulatory obligations specific to Colleague Conduct and Senior Manager...

Audit Manager x2 required for a financial services company in the Buckinghamshire area, hybrid working 2 days per week.... With easy train links from London. This role will be to audit compliance within retail, corporate and commercial banking...

. Coverage of conduct and compliance risks, Previous experience in at least one of the Core Compliance areas – Advisory..., Compliance Risk Assessment, Personal Account Dealing, Conduct, Conflict of Interest, Whistleblowing, Communication and Trade...

Job Description Summary Job Description Conduct Risk Manager Permanent Location: Edinburgh (typically 2 days in... and belonging. We have an exciting opportunity for a Conduct Risk Manager to join our Regulatory Risk Department. Reporting to the...

Can you help resolve student problems? Come and lead Birkbeck's Student Complaints, Conduct and Appeals team! The... Student Complaints, Conduct and Appeals team offers a service to students seeking to make use of its policies...

Can you help resolve student problems? Come and lead Birkbeck’s Student Complaints, Conduct and Appeals team! The... Student Complaints, Conduct and Appeals team offers a service to students seeking to make use of its policies...

Location : Flexible, UK Job Advert Role Overview – Group Conduct Officer / Business Partner Manager Location... to have 5 years compliance business partnering experience covering core areas such as T&C, ICOBS, Conduct Risk, COI, financial...

We are excited to be working with a top 200 UK law firm to recruit a Compliance Manager to join their team in Essex... working in law firm risk and compliance, and knowledge of the SRA Code of Conduct, AML regulations, and audit. Key...

Job Description Summary TITLE: Senior Manager Digital & Distribution Compliance Risk Specialist, CCOR LOCATION(S): Edinburgh, Glasgow, Leeds...’s specialist Conduct & Compliance Risk leads and represent the organisation, building strong relationships with external partners...

Job Description Summary TITLE: Senior Manager Retail Compliance Risk Specialists, CCOR LOCATION(S): Edinburgh, Glasgow, Leeds, Halifax... a Conduct & Compliance centre of excellence, to assist robust risk management in alignment with the Group’s Enterprise Risk...

UK Regulatory Compliance Manager: We are looking for an experienced compliance professional to join our regulatory... compliance team to support compliance operations of the firm. The Regulatory Compliance Manager will be responsible...

Job Description Summary TITLE: Senior Manager Digitisation Compliance , Commercial & Markets Risk Specialist, CCOR LOCATION(S): Edinburgh.... You'll support the head of function in developing a Conduct & Compliance centre of excellence, to assist robust risk...

Job Description Summary TITLE: Senior Manager Compliance Policy & Traceability, Central Compliance LOCATION(S): Edinburgh, Glasgow, Leeds... and control owners to deliver great customer outcomes! We’re looking for a Senior Manager Compliance Policies & Traceability...

to succeed, we will find the perfect spot for you on our team. Position Summary Summary The Trade Compliance Manager... leadership. The Trade Compliance Manager will ensure all applicable company policies and Customs regulations...