INVESTMENT RISK REGULATORY ADVISORY jobs in United Kingdom

SME for prudential and investment regulatory advisory and policy for our UK investments business. Including IFPR, MIFIDPRU, SYSC 19G... businesses in the UK and this role will focus on prudential and investment regulatory requirements. Your mission: Be the...

to join our Regulatory Advisory practice, part of the Financial Services Group (FSG). This opportunity will develop and grow your career... in a UK bank’s Risk function who can apply their knowledge of UK financial services regulatory requirements in...

lines or other members of the Client Advisory team. Enhancing own understanding of regulatory landscape and offers learning... or asset manager. Deep understanding of FCA regulatory requirements on investment businesses. Able to interpret complex...

lines or other members of the Client Advisory team. Enhancing own understanding of regulatory landscape and offers learning... or asset manager. Deep understanding of FCA regulatory requirements on investment businesses. Able to interpret complex...

Introducing the Sustainable Investment Advisory & Integration Team At Schroders, we are committed to delivering.... That's where our Sustainable Investment Advisory & Integration team comes in. Supporting Sustainable Investment Excellence The Advisory...

and investment regulatory advisory and policy for our UK investments business. Including IFPR, MIFIDPRU, SYSC 19G and CASS. Handle... and this role will focus on prudential and investment regulatory requirements. Your mission: Be the SME for prudential...

and investment regulatory advisory and policy for our UK investments business. Including IFPR, MIFIDPRU, SYSC 19G and CASS. Handle... and this role will focus on prudential and investment regulatory requirements. Your mission: Be the SME for prudential...

Managers regularly in one-on-one meetings in addition to oversight risk meetings covering all aspects of investment risk... provisions of Janus Henderson Investment Advisory Code of Ethics related to personal securities activities and other disclosure...

employee development and deliver the goals of the Firm wide Risk organization. As a Markets Advisory Compliance Officer... documented input into business initiatives that is consistent with the firm's regulatory and reputational risk tolerances - e.g...

Who we are looking for The State Street Global Advisors is seeking a talented individual to join our UK Advisory... and regulations across business areas such as investments, investment operations, sales, marketing and project management. This role...

will lead the Financial Crime Advisory team. You will work alongside our Risk and Compliance colleagues across the Risk...What the Hiring Manager Says This is a key role at an exciting time in the evolution of the Risk function to support...

, you will be part of our market leading Infrastructure Advisory Group. Our values - Integrity, Excellence, For Better, Courage..., without having to be anything, but yourself. “PACE” (Programme Advisory and Capital Excellence) is part of KPMG's Major Projects...

employee development and deliver the goals of the Firm wide Risk organisation. The Markets Compliance team is responsible... which covers JPMorgan's Corporate and Investment Banking, Security Services, Asset Management and Private Banking businesses in the...

in respect of investment advisory and wealth management or retail lending across the customer lifecycle. regulatory... has technical compliance experience for the management of conduct risk in relation to investment services or consumer finance...

Job Description: Background The Strategic Advisory (SA) practice reports into the CIB Engineering & Architecture... is driven by the most senior technology directors, pivoting to new priorities as market, regulatory / control, and business...

implementation of MUFG Bank’s financial crimes risk appetite, policies and standards by providing an approachable sanctions advisory... such that we protect our reputation, our business, and our clients within the regulatory and legal framework. It is responsible for the...

technical, market, and regulatory advisory team, you will be providing specific technical advice to the clients...Senior Manager - Technical Advisory About Baringa: We set out to build the world's most trusted consulting firm...