INVESTMENT COMPLIANCE ADVISORY MANAGER jobs in United Kingdom

. For everyone, everywhere. More about our mission . Job Description We're looking for a Senior Compliance Manager to help scale our investment product and support... and oversight. In the short term this role will provide maternity cover for an existing Snr. Compliance Manager. When they return...

Wise

Internal Audit services to leading financial institutions, including but not limited to Banks, Brokers, Insurers, Investment... Managers, Investment & Pension Funds and Private Equity businesses. Most of our UK Financial Services Internal Audit Management...

Deloitte

or asset manager. Deep understanding of FCA regulatory requirements on investment businesses. Able to interpret complex... promotions and compliance reviews. Developing deep relationships with the portfolio of clients and meeting their needs...

IQ-EQ

or asset manager. Deep understanding of FCA regulatory requirements on investment businesses. Able to interpret complex... promotions and compliance reviews. Developing deep relationships with the portfolio of clients and meeting their needs...

IQ-EQ

. For everyone, everywhere. More about . Job Description We’re looking for a Senior Compliance Manager to help scale our investment product and support our Finance and Treasury... term this role will provide maternity cover for an existing Snr. Compliance Manager. When they return from maternity leave...

Wise

. For everyone, everywhere. More about . Job Description We're looking for a Senior Compliance Manager to help scale our investment product and support our Finance and Treasury... term this role will provide maternity cover for an existing Snr. Compliance Manager. When they return from maternity leave...

Wise

Compliance Advisory subject matter expert on regulation relating to the UK collective investment scheme products, operations... What we are looking for: We are looking for our next Senior Compliance Executive based in our UK Product Compliance Advisory team in Henley-on-Thames. You will act as the...

Invesco

Ideas | People | Trust We’re BDO. An accountancy and business advisory firm, providing the advice and solutions... and professional scepticism, appropriate resources both people and intellectual, investment in central support for engagement teams...

BDO

. A look into the role As a Regulatory Advisory Senior Manager/Associate Director within our Regulatory Advisory team... for us Joining us as a Regulatory Advisory Senior Manager/Associate Director the minimum criteria you’ll need is experience...

Grant Thornton

and advising on an appropriate target operating model. Working on investment compliance matters such as tax agency. Working...EY's Financial Services (FS) Operational Tax Advisory (OTA) team provides operational tax advice to clients in the...

EY

and well established Office covering Bristol, the South West of England and South Wales. We are now looking for an investment manager.... To provide investment advice appropriate to the client’s needs, and in compliance with all relevant rules, regulations and in...

Quilter

The Legal Counsel will work to provide effective support to the Head of Legal & Compliance within a boutique investment... and agreements, liaising with various third parties and senior management Work across all departments, ensuring compliance...

Bruin Financial

provisions of Janus Henderson Investment Advisory Code of Ethics related to personal securities activities and other disclosure... Heads and other interested users of the data such as senior management, marketing, and compliance. Work with Portfolio...

Janus Henderson Investors

will lead the Financial Crime Advisory team. You will work alongside our Risk and Compliance colleagues across the Risk...What the Hiring Manager Says This is a key role at an exciting time in the evolution of the Risk function to support...

Quilter

team as a Commodities Compliance Senior Manager. In this role, you will play a crucial role in ensuring... compliance advisory within the financial services industry. - In-depth knowledge of commodities trading regulations and market...

Macquarie Group

manager, boutique firm, or consultancy (advisory and capital markets). Compliance monitoring essential. Familiar with AML...I am currently recruiting for a Compliance Associate - Manager level role for one of my well established and well known...

BCT Resourcing

manager, boutique firm, or consultancy (advisory and capital markets) Compliance monitoring essential Familiar with AML...I am currently recruiting for a Compliance Associate - Manager level role for one of my well established and well known...

Oliver James Associates