INTERNAL AUDIT INFORMATION OFFICER jobs in LONDON, United Kingdom #3

. For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group adheres to and operates... to control and regulatory incidents, Internal audits and reviews within the Business. Act as the Compliance lead on listed...

CAPAs where applicable from audit findings. Additionally, management of Customs broker, controls and performance KPIs fall... under your responsibilities. In this role you will… Complete mandatory audits relating to Broker Controls and internal processes. Maintain...

firm, regulatory agency, consultancy, or law firm working in risk, internal audit or compliance - Understanding... information from regulatory guidance, statutes and regulations, audit findings, and other documents and determine how it impacts...

Audit and Privacy Officer as appropriate in Speak Up/Whistleblowing matters. Advise managers on TUPE and policy in line... and procedures are up to date and in line with global commitments and engage relevant internal and external stakeholders, including...

and efficient. Develop and maintain strong relationships and collaborate frequently with Legal, Human Resources, Internal Audit..., facilitating internal reporting, discretely and professionally conducting compliance-related investigations, and keeping the CEO...

expiries or auto renewals Compliance and Audit Support: Ensure compliance with internal policies and external regulations... producers, consumers and traders, banks, hedge funds and asset managers. For more information visit Marex Graduate Programme...

expiries or auto renewals Compliance and Audit Support: Ensure compliance with internal policies and external regulations... producers, consumers and traders, banks, hedge funds and asset managers. For more information visit Marex Graduate Programme...

JOB DESCRIPTION Job Title Finance Manager Responsible to Chief Operating Officer Responsible for Finance Team... organisation in decision-making, annual accounts and audit. Financial accounting – maintain accounting records, supplier payments...

and candidate experience. Partner with legal, internal audit, compliance, IT security teams where appropriate. System.... For more information, please visit our website: www.ipgmediabrands.com. Role Description Our EMEA Talent (HR) team aims to be the...

organizational goals. The Director collaborates with the Internal Audit team to address audit findings, supports the financial... information, supporting the financial integration of new and closing offices, and ensuring statutory and audit compliance. The...

Operating Officer. Lead on the audit process including preparing the audit schedules and planning the accounts delivery...Reporting, Planning and Control Regularly review LCF's internal controls environment to ensure that they are adequate...

Diligence (CDD) team to ensure AML and financial crime issues are adequately addressed. Work closely with the Internal Audit...Job Description: Main purpose of the Role: To serve as the FCA registered Compliance Officer (SMF16). To develop...

local teams in the delivery of the information to third party auditors. Work with GCD to develop an audit repository... by client and auditor. Issuance of common problems / audit hotspots report directed to various internal stakeholders...

, which looks after multiple aspects of internal, market conduct, and consumer protection Compliance, including any associated... to the Senior Compliance Officer heading the General Compliance team. We currently operate a hybrid working model at IBKR...

everything we do, and how we do it. That's why we're recruiting for a Head of First Line Risk who will work closely with our Chief People Officer... strategy. Recommendations should include commercial considerations and future agility of business operations. Drive audit...

and/or matters in a manner suitable for review by internal and external stakeholders e.g. Regulators, Audit, AML Compliance Manager... of required information to support timely client on-boarding and matter processing in-line with regulatory requirements...

calculation purposes and associated internal risk and capital management use cases. As a Counterparty Risk - Vice President... with regulators. Primary stakeholders include the Chief Risk Officer and Chief Financial Officer teams in the main Europe, Middle East...