INTERNAL AUDIT INFORMATION OFFICER jobs in United Kingdom #5

and thematic reviews of onboarding decisions. Working with the UK MLRO to lead responses to the internal and external audit.... Working with other internal stakeholders to ensure the UK Financial Crime Compliance function has access to reliable...

with all relevant statutory laws and regulations, internal policies and procedures. Manage the firm's Lexcel Accreditation Audit... be made Work with the Compliance Partner to develop internal policies and procedures, compliance training and protocols...

with all relevant statutory laws and regulations, internal policies and procedures. Manage the firm's Lexcel Accreditation Audit... be made Work with the Compliance Partner to develop internal policies and procedures, compliance training and protocols...

within required timescales To plan, co-ordinate and undertake a tenancy audit of your patch, visiting all properties within an agreed timeframe... voids/re-letting process which minimises void rent loss by working closely with internal teams and external contractors...

. For more information visit Role Summary Supporting the Head of Prime Services and Continental Europe Compliance in ensuring the Marex... Compliance lead on CASS and Prime Services related enquiries. Liaise with business groups to gather the relevant information...

with all relevant statutory laws and regulations, internal policies and procedures. Manage the firm's Lexcel Accreditation Audit... be made Work with the Compliance Partner to develop internal policies and procedures, compliance training and protocols...

-contractors. Assist with internal audit of ISMS procedures and work with external auditors to support external assessments.... You will report to the Information Security Manager to assist with the operation of the ISO 27001 information security management...

and other relevant stakeholders (e.g. Internal/External Audit) Provide timely advice to the business on high risk client onboarding... flourish. We combine a flat structure with a focus on internal mobility. If you can bring an entrepreneurial spirit...

, People, Corporate Risk Management, Internal Audit, Information Security teams) to establish relevant testing and reporting...Job Description: About the Role: Grade Level (for internal use): 12 About Us: S&P Global is seeking a Compliance...

. For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group adheres to and operates... to control and regulatory incidents, Internal audits and reviews within the Business. Act as the Compliance lead on listed...

. For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group adheres to and operates... to control and regulatory incidents, Internal audits and reviews within the Business. Act as the Compliance lead on listed...

and in a fit and proper state for the Director of Finance, Internal Scrutiny Process, and year end External Audit Ensure the... other duties as requested by the Finance Controller, Principal Finance Officer, and Finance Director Requirements for the...

CAPAs where applicable from audit findings. Additionally, management of Customs broker, controls and performance KPIs fall... under your responsibilities. In this role you will… Complete mandatory audits relating to Broker Controls and internal processes. Maintain...

firm, regulatory agency, consultancy, or law firm working in risk, internal audit or compliance - Understanding... information from regulatory guidance, statutes and regulations, audit findings, and other documents and determine how it impacts...

Audit and Privacy Officer as appropriate in Speak Up/Whistleblowing matters. Advise managers on TUPE and policy in line... and procedures are up to date and in line with global commitments and engage relevant internal and external stakeholders, including...

accreditation bodies Responsible for Internal audits involving, Delivery of the audit Recording all nonconformances arising... from the audit Planning of all internal audits required within the DFU process and management system Updating the...

analysis for the Group Financial Controller and Chief Financial Officer. Provide support and cover for other members of the... finance team (accounts payable, finance assistant, credit control,). Preparation of year end documentation ready for audit...