HEAD OF RISK COMPLIANCE jobs in LONDON, United Kingdom #6

working as a Compliance Officer with a growing sustainable financial services firm. Working closely with the Head... all applicable regulatory requirements Preparing risk-based compliance monitoring programme, and reporting any issues to senior...

post holder will report to the Head of Compliance UK. JOB DESCRIPTION: Work with the business teams to promote....com For our offices in London we are currently looking for a full-time Compliance Manager. The UK office has seven companies...

compliance with Financial Crime regulations and Policy requirements. Reporting to the Global Head of Compliance Advisory...VP Global Financial Crime Compliance Advisory 6-month FTC | S3 | SCIB London Branch Country: United Kingdom...

, professional and friendly feel within the offices. The Role:The Regulatory Compliance Analyst will assist the Head of Regulatory...Job Title/Location:Regulatory Compliance Analyst, Surrey/SW London + WFH Salary:To £35,000 + bonus + pension + free...

standards Identifying and analysing potential risks to the firm and preparing written reports for the Head of Compliance... and the Risk and Compliance Committee Providing general Compliance advice to business stakeholders where required Ad-hoc...

Digital & Distribution, you will be supporting the head of function with your in-depth retail compliance experience... risks. Duties: Act as a specialist Conduct & Compliance Risk manager and represent the organization, building...

Fintech Payments firm.The successful candidate will be responsible for supporting the Risk & Compliance department in ensuring... Compliance role, based within the Financial Services sector. Understanding of regulatory compliance and risk management...

headquartered hedge fund client's Portfolio Risk Team. Reporting into the Head of Investment Compliance who is based in London, the...​Our Client Rutherford have been mandated on a brilliant opportunity for a Compliance Analyst to join our global, UK...

domain expert for AML/Compliance regulation and as the appointed MLRO, supporting the Head of Compliance in day-to-day... activity. You will report to the UK Head of Compliance. You will be responsible for supporting our UK entity ensuring...

The Compliance Analyst will assist the Head of Regulatory Compliance with Financial Crime activities, complying...) and of statutory regulatory reports as directed by the Head of Regulatory Compliance and within specified timescales Assist in...

GLG seeks an experienced solutions-oriented lawyer or compliance professional to head the company's EMEA Compliance...: Demonstrated relevant compliance or risk management experience. 7+ years of combined relevant experience in a law firm, financial...

teams within the Risk & Compliance division to drive strategic and operational compliance risk. How you'll make an impact... Guide the business to identify, assess and manage compliance risk and meet professional standards set by the AJG Group...

. This position reports directly to the Head of IPB United Kingdom (UK) Compliance who reports into the Regional Head of UK Compliance... as well as the Global Head of IPB Compliance. You will be involved in all aspects of Compliance work for IPB UK, including advice...

Job Description: Compliance Officer £27,000 per annum Wimbledon Head Office Base Monday to Friday, 9am to 5pm... and refresher training, reporting on non-compliance in good time and taking necessary corrective action. This includes creating risk...

Compliance Officer £27,000 per annum Wimbledon Head Office Base Monday to Friday, 9am to 5pm ( full time, in... Ensure compliance of new recruits: identity verification, right to work in the UK, references, training and DBS clearance...

division. You'll collaborate closely with the Head of Compliance, divisional leaders, and the Corporate Compliance and Risk... is effective and aligned with best practices. This role will report directly to the Head of Compliance, SPDJI. Responsibilities...

. For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group adheres to and operates... Compliance Risk Assessment process, and execution of assurance activities as they relate to the business groups. Designing...