HEAD OF REGULATORY INVESTIGATIONS jobs in LONDON, United Kingdom #2

responsibility for this function, and you will report directly to the Head of Compliance. The function oversees the firm’s risk... monitoring processes, undertaking regulatory reviews and deep dives, undertaking internal assurance reviews, ad hoc projects...

investigations as needed Maintain good relationships with clinic/hospital departments and fellow medical colleagues to ensure... compliance with all relevant legal, regulatory, ethical, and social requirements. To ensure compliance with the Club...

and Audit: - a) Conduct investigations on trades with negative mark-ups in collaboration with GMD Permanent Control team - b...) Conduct investigations and checks following up on Audit open recommendations 4. Help in reviewing, updating, maintaining...

advisors as required. Manage investigations, disciplinary & grievance matters in conjunction with the relevant management.... Champion performance management across the functions, providing coaching to managers Work closely with the Head of HR...

will have experience in handling a busy caseload of legal matters, conducting investigations and a strong understanding of regulatory... SALARY: £27,500 per annum Our client is seeking a detail-oriented and motivated Regulatory Paralegal to join their Fitness...

. You will be working on and have had previous experience with: Lead, coordinate and monitor regulatory inspections, investigations... domain expert for AML/Compliance regulation and as the appointed MLRO, supporting the Head of Compliance in day-to-day...

The Compliance Analyst will assist the Head of Regulatory Compliance with Financial Crime activities, complying...) and of statutory regulatory reports as directed by the Head of Regulatory Compliance and within specified timescales Assist in...

of the role is to support the Head of Capital Modelling – UK in ensuring that the risk profile of UK entities are adequately... regulatory and professional demands in respect of any activity carried out · Support the assessment of capital for AXA XL...

investigations into suspected incidents of financial crime within the Business. To undertake the regulatory reporting... implementation on a timely basis, escalating to Head of Department and relevant Executive as necessary. To make practical...

is effective and aligned with best practices. This role will report directly to the Head of Compliance, SPDJI. Responsibilities... to ensure adherence to key policies and facilitate compliance training programs. Contribute to compliance investigations...

, which comprises of a Head of Internal Audit, three Audit Managers and an Internal Auditor, has responsibility for the execution..., including reporting. As well as periodic audit reviews, you will be expected to undertake investigations, thematic reviews...

business and legal community and support clients facing high stakes litigation, arbitration and compliance investigations..., and regulatory scrutiny. The ideal candidate is a strategic thinker who has more than 10 years of marketing experience working...

business and legal community and support clients facing high stakes litigation, arbitration and compliance investigations..., and regulatory scrutiny. The ideal candidate is a strategic thinker who has more than 10 years of marketing experience working...

a busy Financial Crime team which is part of a larger Risk team. The role will report into the Head of Financial Crime... Exposed Persons (PEPs), sanctions and adverse media screening and alert elimination, escalating to FC Investigations Team...

(“EMEA”) region as long as such support is needed and will report to the head of Employment Legal in San Jose, California. In... management, terminations, required trainings, disciplinary actions, and investigations. Work independently and proactively...

within our wider Risk department. As Senior Risk Actuary, you will provide support to, and work closely with, the Head of Actuarial... Assurance, the Head of Model Risk and Validation and the Actuarial Function Holder about insight and assurance on the reporting...

Department/Division: Competition Duration: Permanent Location: UK Reports to: Head of Competition Type of Role... spectrum of competition matters, including competition litigation, investigations by competition authorities, merger control...