HEAD OF KYC jobs in United Kingdom #2

CCB UK Head of Business & Professional Services and will be based out of London (Canary Wharf). The primary responsibility... and prospective clients. Liaise both with the client and internal KYC / AML teams to handle requests and documentation related...

. The Head of Treasury reports to the CFO and the team has 5 additional members (Treasurer, Treasury Business Partner... for cash and liquidity support and administration, short-term cash forecasting, bank account mandates maintenance and KYC. The...

within S&P Global Market Intelligence, Regulatory Compliance Division. This position will report into the of Commercial Head..., constitutional documents, and data to support account onboarding, KYC and legal review. Development and execution of a Managed...

within our Commercial Bank team, you will support Bankers and Know Your Client (KYC) Officers by providing subject matter expertise... and Africa (EMEA). You will report into the Head of Commercial Bank Industry Risk who is based in New York therefore...

and on-going screening. The CDD Support Analyst will report into the Head of Client Account Management with a dotted reporting line... level of understanding of KYC and Client Due Diligence requirements Experience of data management and system-based...

services sector. It now requires a Senior Business Manager to support the Head of Planning & Execution with the increased... Include - Supporting the Head of Planning & Execution, in co-ordinating and delivering strategic business projects...

. Reporting into the Head of Compliance, the successful candidate will be joining the firm's compliance team, which oversees... monitoring reviews in line with the firm's Compliance Monitoring Programme Conducting AML and KYC reviews Spearheading client...

matters as required. To work principally with the Head of Public Markets Compliance Advisory, and Deputy Head of Group... and to investigate daily flags. To assist with the management of external KYC requests. To assist with updating and drafting policies...

Branch, Head Office, Overseas branches, Domestic branches and other international platforms. . Prepare credit proposal based..., etc; complete periodic post-loan reviews. Managing KYC and AML process for FI counterparties and Clients, including on-boarding...

such as KYC, or GDPR compliance. Lead and develop a team of experienced Product Managers creating regulatory, compliance... escalations concerning violations of legal rules and internal policies, and manage team priorities Work with the Head of Fraud...

, representing LMAX Exchange in the Client Onboarding team Conduct full KYC/AML checks on all new clients in accordance... clients Investigate potential clients in order to identify possible PEPs or Sanctioned Individuals for KYC and risk purposes...

, Anti-Money Laundering/Terrorist Financing/Embargoes & Sanctions information required. Escalating transactions to head... office compliance where required. Conduct day to day CDD and KYC, ensuring all escalations are correctly documented. Carry...

risk information into S2000 and other appropriate systems, ensuring compliance and KYC requirements are in order; Conduct... recording of risk entry and amend where appropriate; Assist the Group Head in the oversight and supervision of Underwriters...

Underwriting Authority sheet. All in accordance with Underwriting business plan; referring to the Group Head or CUO when... information into S2000 and other appropriate systems, ensuring compliance and KYC requirements are in order; Conduct and develop...

of administration throughout the life cycle, as well as supporting the head of the department with any system changes to ensure smooth... and other screening procedures and collating documentation regarding this Completing KYC refresh for existing customers Taking...

of suitability. Respond to daily queries via the Compliance inbox and KYC reviews. To review financial promotions prior...) arrangements throughout Head Office and Branches. Carry out any other duties as requested by the Head of Regulation or Monitoring...

of suitability. Respond to daily queries via the Compliance inbox and KYC reviews. To review financial promotions prior...) arrangements throughout Head Office and Branches. Carry out any other duties as requested by the Head of Regulation or Monitoring...