HEAD OF KYC ASSURANCE jobs in United Kingdom

. You will work with key stakeholders in Compliance, engaging with Corporate KYC Quality Assurance Team and Review Teams to ensure... policy adherence and support change. This role will report into the Head of KYC Operations. Job Responsibilities...

Reporting, Customer Due Diligence/KYC (Know your Client) and Risk Management. We operate in a 100% Agile environment... evolutionary and transformation change and technology service assurance, working with regional and global business / technology...

and partners (including the Head of Team). The Legal PA will be an integral part of our busy team and will work principally... compliance rules, to include requesting official KYC documentation, managing opening of new matters. Acting as the key...

, representing LMAX Exchange in the Client Onboarding team Conduct full KYC/AML checks on all new clients in accordance... clients Investigate potential clients in order to identify possible PEPs or Sanctioned Individuals for KYC and risk purposes...

risk information into S2000 and other appropriate systems, ensuring compliance and KYC requirements are in order; Conduct... recording of risk entry and amend where appropriate; Assist the Group Head in the oversight and supervision of Underwriters...

Underwriting Authority sheet. All in accordance with Underwriting business plan; referring to the Group Head or CUO when... information into S2000 and other appropriate systems, ensuring compliance and KYC requirements are in order; Conduct and develop...

The Role As a Commercial Business Partner, the role is to provide the support and assistance to the Head of Commercial... and Head of Commercial Operations to ensure that the Commercial Business has the required administrative and reporting...

performing team. As our Compliance Manager you will... Work closely with the Head of Compliance and wider Compliance team..., such as Operations, Legal, Technical Compliance, and Assurance. Manage the workload and ensure deadlines are met promoting good...

reports and forecasts to the Sales & Marketing Director & Head of Sales Develop and maintain strong client relationships... the needs of the target audience Knowledge of International regulation, compliance and AML / KYC frameworks Knowledge...