HEAD OF COMPLIANCE SMF16 jobs in GREATER LONDON, United Kingdom

THE COMPANY: Our client is an international full-service commercial bank. They are looking for a Head of Compliance... to hold the SMF16 & 17 registers for their London business. THE RESPONSIBILITIES: Responsible for the policies...

MERJE are working with a well established Investment manager in their search for a Head of Compliance. The Head... of Compliance will be responsible for compliance with all applicable FCA & SEC regulations. Provision of technical advice, support...

Head of Compliance & Money Laundering Reporting Officer - Birmingham or London, UK (hybrid) Salary: up... Institution. We are seeking a highly skilled and motivated person to join our team as the Head of Compliance & MLRO (full time...

Head of Compliance and MLRO - City of London Job type: Full-time / 12-month fixed-term contract followed... sector, is currently seeking a dynamic Head of Compliance and MLRO to join their team at their London branch. With a focus...

Board meetings to ensure that the Board are following correct corporate governance practices. head of compliance |AIF... approval); · Holder of all relevant Compliance and AML certificates; · Knowledge of AIFMD and MiFID; . Ideally SMF16, 17...

a Head of Compliance with strong AIF product knowledge. The role will involve enforcing regulations in all aspects and levels... governance practices. head of compliance |AIF · Law degree and a LLM will be considered an asset; · Excellent verbal...

and helping deliver cultural change. This is a key hire reporting directly to the Head of Compliance (SMF16) and will gain... activity and progress against the Compliance Monitoring Plan. Deputising for the Head of Compliance (SMF16...

to the Head of Compliance (SMF16), and is responsible for leading on banking, payments and general compliance advisory... and related UK law and regulation. · Support the Head of Compliance (SMF16) with FCA and PRA engagement, including regulatory...