HEAD OF COMPLIANCE POLICY jobs in United Kingdom #4

to join our Pershing Compliance team. This role is located in Manchester – hybrid. The role reports to the Deputy Head of Compliance... units to bring them into compliance with complex regulatory and policy requirements. In partnership with business unit...

, are actively recruiting for an experienced Compliance Officer to join their Operations team to support the Head of Client Services...Job Description Compliance officer Our client a well-established law firm in the Top Legal 500 based in Colchester...

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This role will report to the Head of BC & FM Compliance and will have accountability for the Global Health & Safety... the EMS globally, supporting the wider business on client audits and other reporting frameworks to ensure compliance...

of our business. We embody our culture in three core attributes; Head: Being Results Orientated & Leveraging Strengths Heart... Priorities In addition to ‘Head, Heart and Guts’. We promote an open and honest feedback culture based on Results & Respect...

for group of companies Assist Head of Compliance with administration, recording and gathering of MI. Preparation of MI and KPI..., or concerns to the Head of Compliance as appropriate Assist Head of Compliance with annual Certification process under SMCR...

to a Head of Risk and Governance to help manage and mitigate risks, identify wider learning points, and ensure compliance...Job Purpose: Reporting to the Head of Risk and Governance, the Governance Officer will support the practice governance...

wider Compliance team, Legal and Risk counterparts Provide support to the Head of UK Compliance (SMF16) on relevant UK.... As a full-time employee, compliance with the workplace policy means working with your direct manager to create a schedule...

collaboratively with local representatives and have oversight globally to ensure compliance. Supporting the Head of Governance, Risk...Compliance Officer, Remote. Bibby Financial Services have an exciting opportunity available for a meticulous...

a difference to our business! What will you do? Governance, Risk and Compliance Manager The Governance Risk and Compliance... Manager reports to the Head Of Information Security and is responsible for the day to day management of the GRC deliverables...

for Electronic Trading. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the... Operational Risk Management Enterprise Policy (collectively “the Policies”), the Compliance and Operational Risk Management...

performing team. As our Compliance Manager you will... Work closely with the Head of Compliance and wider Compliance team... governance procedures. Deputize for the Head of Compliance in internal and external meetings and projects as required. Lead...

Assurance Risk and Control (ARC) is looking for a Framework Compliance Specialist to cover for the current head of the... compliance activities associated with ISO 27001, ISO 14001 and SOC 2 as a minimum. The nature of this position requires...

. updating outdated records and advising on firm policy in relation to this Risk and compliance · Advising the wider team on the.... · Maintaining compliance registers · Assist the Head of Risk and Compliance and the Risk and Compliance Manager with ad hoc projects...

to the Head of Compliance (SMF16), and is responsible for leading on banking, payments and general compliance advisory... matters, and supporting the Head of Compliance to create and maintain an environment in which senior management and the...

. updating outdated records and advising on firm policy in relation to this Risk and compliance · Advising the wider team on the.... · Maintaining compliance registers · Assist the Head of Risk and Compliance and the Risk and Compliance Manager with ad hoc projects...

with a... January 25, 2024 Ref: 36818 Head of Compliance - Asset Management Are you a seasoned Compliance Professional seeking...Are you passionate about ensuring regulatory compliance within the exciting world of Exchange-Traded Funds (ETFs...