HEAD OF COMPLIANCE MONITORING jobs in GREATER LONDON, United Kingdom #3

, you will join the Global Compliance team reporting to the Head of Compliance Monitoring. · Develop and implement compliance monitoring... compliance monitoring initiatives within a prestigious mid-sized, Asset Management firm. The Role: As the Compliance Officer...

be doing: Work closely with and assist OA department head in developing a risk and compliance strategy for the S&H archetype... that is aligned to WPP CSO and WPP IT strategies. Establish security, risk & compliance community across the range of S&H agencies...

, and supporting the Head of Business and Functions Compliance directly on projects and matters impacting across the branch.... This will involve developing relevant local compliance policies and procedures as well as coordinating and monitoring the effectiveness...

. Reporting into the Head of Compliance, the successful candidate will be joining the firm's compliance team, which oversees... monitoring reviews in line with the firm's Compliance Monitoring Programme Conducting AML and KYC reviews Spearheading client...

as well as acting as the lead for the UK Surveillance oversight, and supporting the Head of Business and Functions Compliance directly... and procedures as well as coordinating and monitoring the effectiveness of compliance support for the UK branch within the framework...

as well as coordinating and monitoring the effectiveness of compliance support for the designated Banking business within the framework of the... overall Natixis global compliance strategy and the compliance strategy set by the UK Head of Compliance.The incumbent...

regulatory alignment. Ensure ongoing compliance with financial regulations and standards Monitoring, Internal Controls... matters Reporting directly into the Head of Compliance. |Hands on role. A successful Compliance Analyst...

Compliance team, reporting to the UK Head of Compliance. Sitting in the second line of defense, you will be responsible... to appropriate governance committees and boards Experience across a range of compliance disciplines such as monitoring, governance...

environment and is passionate about Compliance. This role will report to the UK Head of Compliance and MLRO and will closely... collaborate with local Head of Compliance, Deputy MLRO and with the global Compliance team. \n What would a day @ Nium look...

with our Technology, Product and Compliance teams to lead compliance data projects at Nium including: transaction monitoring rule creation... of technology and financial services. This role will report to the Global Head of Compliance operations and will closely...

, Newton’s CCOs and the Global Head of Compliance to confirm and document identified issues and actions. Chasing of issue... / action closures. Ongoing input of monitoring work to, and maintenance of the Compliance Testing system (CRAFT...

Location : London, UK Job Advert The Role: To assist the Head of Risk and Compliance in the implementation... and enhancement of a robust second line risk and compliance function across Acquinex. The Compliance Manager role is designed...

Chief Auditor and Heads of Audit. Audit Manager will support the Head of Audit and Senior Audit Managers in delivering the... Managers will have, and continue to develop, subject matter expertise in their area. KEY RESPONSIBILITIES Assist the Head...

Job Description: Job Title: Markets Compliance and Operational Risk Specialist (FICC) Location: London Title: Up... to take time for yourself and head up to our rooftop terrace and take in the spectacular views across London. Finally...

planet. All supported by our commitment to safety, compliance, and assurance. Our partnering approach empowers our customers... process, and monitoring external threats. Production and maintenance of information security documentation and training...

Job Description: Job Title: EAC Compliance & Operational Risk Manager Location: London Company Overview... delicious seasonal menus which have been created with the planet in mind. Make sure to take time for yourself and head up...

Job Description: Job Title: Electronic Trading Compliance and Operational Risk Officer Location: London Title... to take time for yourself and head up to our rooftop terrace and take in the spectacular views across London. Finally...