HEAD OF COMPLIANCE MONITORING jobs in ENGLAND, United Kingdom #5

regulatory alignment. Ensure ongoing compliance with financial regulations and standards Monitoring, Internal Controls... matters Reporting directly into the Head of Compliance. |Hands on role. A successful Compliance Analyst...

Compliance team, reporting to the UK Head of Compliance. Sitting in the second line of defense, you will be responsible... to appropriate governance committees and boards Experience across a range of compliance disciplines such as monitoring, governance...

environment and is passionate about Compliance. This role will report to the UK Head of Compliance and MLRO and will closely... collaborate with local Head of Compliance, Deputy MLRO and with the global Compliance team. \n What would a day @ Nium look...

with our Technology, Product and Compliance teams to lead compliance data projects at Nium including: transaction monitoring rule creation... of technology and financial services. This role will report to the Global Head of Compliance operations and will closely...

a difference to our business! What will you do? Governance, Risk and Compliance Manager The Governance Risk and Compliance... Manager reports to the Head Of Information Security and is responsible for the day to day management of the GRC deliverables...

, Newton’s CCOs and the Global Head of Compliance to confirm and document identified issues and actions. Chasing of issue... / action closures. Ongoing input of monitoring work to, and maintenance of the Compliance Testing system (CRAFT...

Location : London, UK Job Advert The Role: To assist the Head of Risk and Compliance in the implementation... and enhancement of a robust second line risk and compliance function across Acquinex. The Compliance Manager role is designed...

Chief Auditor and Heads of Audit. Audit Manager will support the Head of Audit and Senior Audit Managers in delivering the... Managers will have, and continue to develop, subject matter expertise in their area. KEY RESPONSIBILITIES Assist the Head...

Job Description: Job Title: Markets Compliance and Operational Risk Specialist (FICC) Location: London Title: Up... to take time for yourself and head up to our rooftop terrace and take in the spectacular views across London. Finally...

planet. All supported by our commitment to safety, compliance, and assurance. Our partnering approach empowers our customers... process, and monitoring external threats. Production and maintenance of information security documentation and training...

Job Title: Compliance Manager Location: Wakefield Contract: Permanent Part-Time Days: 2-3 days a week, flexible..., and looking for your next challenge? We have a new opportunity for a part-time job share for an experienced Compliance Manager in Tuscany Bakery...

Job Description: Job Title: EAC Compliance & Operational Risk Manager Location: London Company Overview... delicious seasonal menus which have been created with the planet in mind. Make sure to take time for yourself and head up...

Job Description: Job Title: Electronic Trading Compliance and Operational Risk Officer Location: London Title... to take time for yourself and head up to our rooftop terrace and take in the spectacular views across London. Finally...

into the Head of Risk and Compliance. You will be responsible for delivering the risk and compliance team goals which includes... strategy and framework Leading and reporting on our risk and compliance monitoring and advisory programs including delivering...

and testing including the Compliance Annual Plan, agreeing findings, and issuing monitoring reports to the business. Conduct... Lead with the preparation of management information (MI) for the Head of Compliance to include in monthly MI...

are met and escalate any issues to the local Head of Depositary Services and Senior Manager Depositary Compliance where appropriate... world’s most sophisticated clients using leading technology and exceptional service. The Consultant-Depositary Compliance...

Assurance Risk and Control (ARC) is looking for a Framework Compliance Specialist to cover for the current head of the... compliance activities associated with ISO 27001, ISO 14001 and SOC 2 as a minimum. The nature of this position requires...