HEAD OF COMPLIANCE MONITORING jobs in United Kingdom #4

, you will join the Global Compliance team reporting to the Head of Compliance Monitoring. · Develop and implement compliance monitoring... compliance monitoring initiatives within a prestigious mid-sized, Asset Management firm. The Role: As the Compliance Officer...

. Reporting into the Head of Compliance, the successful candidate will be joining the firm's compliance team, which oversees... monitoring reviews in line with the firm's Compliance Monitoring Programme Conducting AML and KYC reviews Spearheading client...

Conduct & Whistleblowing Policy team. You'll support the head of function in developing a Conduct & Compliance centre... appropriate monitoring. Drive the development and implementation of effective, ongoing data-led Conduct & Compliance Risk control...

business requirements Own monitoring and business reporting of regulatory, compliance and privacy business performance Manage...Senior Manager - Regulations, Compliance & Privacy Product Vonage Product Management Mission: The Vonage API...

head of function in creating a new function of talented compliance specialists that support the Group in adhering... Job Description Summary TITLE: Senior Manager Digital & Distribution Compliance Risk Specialist, CCOR LOCATION(S): Edinburgh, Glasgow, Leeds...

as well as acting as the lead for the UK Surveillance oversight, and supporting the Head of Business and Functions Compliance directly... and procedures as well as coordinating and monitoring the effectiveness of compliance support for the UK branch within the framework...

. You'll support the head of function in developing a Conduct & Compliance centre of excellence, to assist robust risk... Job Description Summary TITLE: Senior Manager Digitisation Compliance , Commercial & Markets Risk Specialist, CCOR LOCATION(S): Edinburgh...

in governance, operations, business, and client transactions. Responsibilities: Maintain compliance monitoring plan... for group of companies Assist Head of Compliance with administration, recording and gathering of MI. Preparation of MI and KPI...

covering Conflicts, Gifts, Entertainment and Hospitality, CASS, compliance traceability. You'll support the head of function in... Job Description Summary TITLE: Senior Manager Compliance Policy & Traceability, Central Compliance LOCATION(S): Edinburgh, Glasgow, Leeds...

with the Head of Business Process, Lauren, you will ensure; regularly monitoring and where necessary, challenging, all safety...Fleet Compliance Officer Based in Preston Salary £35-£50k The opportunity: This is your chance to bring...

. What are we looking for? Relevant industry experience, preferably in a Compliance Monitoring/Assurance role or Internal Audit background... as a Senior Compliance Assurance Consultant with our Conduct & Compliance team. Who are we? We want to be the best place...

particular barriers facing employees from underrepresented groups. The Role / Position Overview Reporting to the Head... of Regulatory Compliance, and part of the Legal, Secretariat and Compliance team, this varied role will cover general compliance...

Assistant to assist our Head of Compliance in key areas within the organisation including Quality, Commercial, Environmental... environmental monitoring required for ISO 14001 compliance Assist with the electronic and paper records within the Quality...

as well as coordinating and monitoring the effectiveness of compliance support for the designated Banking business within the framework of the... overall Natixis global compliance strategy and the compliance strategy set by the UK Head of Compliance.The incumbent...

monitoring and decision making Direct management of QA Compliance Specialist and Project Coordinator Deliver training... and support members of the QA team Support the Head of QA & Compliance with supplier management The Person: Quality...

regulatory alignment. Ensure ongoing compliance with financial regulations and standards Monitoring, Internal Controls... matters Reporting directly into the Head of Compliance. |Hands on role. A successful Compliance Analyst...

Compliance team, reporting to the UK Head of Compliance. Sitting in the second line of defense, you will be responsible... to appropriate governance committees and boards Experience across a range of compliance disciplines such as monitoring, governance...