HEAD OF COMPLIANCE MLRO jobs in ENGLAND, United Kingdom #2

of Compliance, holding the COLP and MLRO roles in the business, you will manage an existing team reporting directly into the... relevant - Compliance Officer Legal Practice - Head of Compliance - Compliance Lead - Legal Compliance Manager - Director...

environment and is passionate about Compliance. This role will report to the UK Head of Compliance and MLRO and will closely... collaborate with local Head of Compliance, Deputy MLRO and with the global Compliance team. \n What would a day @ Nium look...

Our client - an international law firm - is seeking a Head of AML to join their team in Leeds. This is an exciting... the Governance & Compliance Team, the internal AML Function Ensuring that the firm is ready for audits in...

Our client - an international law firm - is seeking a Head of AML to join their team in Nottingham. This is an exciting... the Governance & Compliance Team, the internal AML Function Ensuring that the firm is ready for audits in...

Our client - an international law firm - is seeking a Head of AML to join their team in London. This is an exciting... the Governance & Compliance Team, the internal AML Function Ensuring that the firm is ready for audits in...

Our client - an international law firm - is seeking a Head of AML to join their team in Manchester. This is an exciting... the Governance & Compliance Team, the internal AML Function Ensuring that the firm is ready for audits in...

of the firm, escalation of conflicts issues and compliance with anti-money laundering legislation and sanctions. The firm... General Counsel and the MLRO's of the firm. Key requirements: Familiarity with the SRA Codes of Conduct and the AML...

Business Protection This role will report to the General Counsel/Head of Risk & Compliance/MLCO and MLRO. The direct... successful applicant will work closely with the Risk & Compliance team, the Firm's MLRO and MLCO as well as the Firm's Partners and the...

As Head of Fraud & Financial Crime you will be responsible for all elements of Fraud Investigation and Financial Crime.... As well as local ownership of Financial Crime procedures, you will work closely with Compliance to ensure the business remain compliant...

of the firm, escalation of conflicts issues and compliance with anti-money laundering legislation and sanctions. The firm... General Counsel and the MLRO’s of the firm. Key requirements: Familiarity with the SRA Codes of Conduct and the AML...

and matter onboarding in the Firm, escalation of conflicts issues and compliance with anti-money laundering legislation..., escalation of anti-money laundering risks, sanctions checking and compliance. The Onboarding Team is primarily based in the UK...

practice, gaining sign-off from MLRO and Executive. To lead in the design/build and implementation of a compliance monitoring... the Prevention of Money laundering and Terrorist Financing Manual ('AML Manual'). To support the MLRO with maintaining...

for preparation and collation of the annual MLRO report and any ad-hoc reporting in advance of approval by Head of Department Ensure... to Head of Department and MLRO/Senior Management Ensure daily referrals and queries submitted to the Financial Crime Team...

Head of AML & Group MLRO - Campions. The role is crucial in supporting Campions commitment to robust AML processes... Head of AML & MLRO. Liaising with relevant stakeholders on potential AML issues, addressing technical and general queries...

to financial crime prevention practices and making recommendations for change to the Group MLRO and Head of Financial Crime... a busy Financial Crime team which is part of a larger Risk team. The role will report into the Head of Financial Crime...

concerns to the Head of AFC Operations, and the MLRO on any Financial Crime risks associated with the business To work closely... and wider stakeholders including compliance, legal, front office, and risk management. Drive continuous improvement initiatives...

to the client and escalating the client to the Team Leader, Head of BAU where a decision needs to be made upon analysis... of documentation and risk. Seeking sign off from MLRO's and Risk Partners when required and advising the Case Handlers on any steps...