-to-day client money responsibilities with oversight from the Financial Controller and Head of Compliance and indirectly... report to the Head of Retail. The role will likely include other day to day tasks within the finance department. Key...
Onyx Capital Groupcovering Conflicts, Gifts, Entertainment and Hospitality, CASS, compliance traceability. You'll support the head of function in... Risk Management Framework (ERMF). You’ll provide thought leadership, insight and oversight on how the Group complies...
Lloyds Banking GroupCompliance team, reporting to the UK Head of Compliance. Sitting in the second line of defense, you will be responsible..., outsourcing oversight and regulatory filings will be particularly helpful. From time to time assistance may...
State Street