GROUP RISK COMPLIANCE REGULATORY jobs in GREATER LONDON, United Kingdom #8

the UK covers Investment, Client Group, Financial Crime Risk, Core Compliance and Wealth Management. What you’ll... who will be reporting into the Senior Compliance Manager, UK Regulatory Engagement About Schroders We’re a global...

timely responses and assisting stakeholders with their communications - Monitor regulatory change and emerging risk... from regulatory sources and circulate key developments to internal stakeholders - Maintain AEU UK's Compliance Manual About the...

Watson Group Compliance policies and procedures, identifying applicable regulatory requirements and assisting in implementing... management’s assessment and governance of compliance and regulatory risk. Provide guidance and advice to business management in...

of regulatory, compliance and risk related matters. Demonstrated experience in governance and policy transformation or remediation... Regulatory Affairs Office (GRAO) is responsible for overseeing the enhancement of our risk management and controls, remediation...

About the job: The Risk and Compliance department constitutes Saxo's second line of defence. Its mission... is to support the group's management, ensuring that our activities are conducted in a safe, efficient manner and in compliance...

Compliance Monitoring Programme, in line with the applicable FCA regulations. Providing regulatory input into business... to be successful You have experience advising on and applying applicable legislation, regulations and guidance covering regulatory compliance processes in...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible... risk assessments of Citi's compliance risks; performing independent testing activities to assess the design...

related day-to-day tasks; Working closely with the Group Compliance department, as well as Sales, Customer Success, Legal... compliance and regulatory risks; Communicating with colleagues across the company to ensure staff understand...

; Conducting compliance risk assessments and elaborating an annual compliance plan; Developing and implementing a plan of second.... We're actively building it. We are looking for... An experienced, driven and entrepreneurial Senior Compliance Officer...

Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM... program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance...

or within a financial regulatory body working in risk or compliance - A good understanding of FCA regulation and its application to UK... and approve financial promotions to ensure they are in line with regulatory requirements - Support AEU UK's Senior Compliance...

Services regulatory reporting. The new role of Head of Central Bank Payment Scheme Compliance will drive global consistency... reporting to support compliance and to proactively identify potential areas of risk alongside remediation actions...

Job Description: About the Role: Grade Level (for internal use): 11 The Role: Privacy Compliance Manager - S&P.... The Privacy Compliance Manager will take the lead role in ensuring compliance to Division's data privacy policies...

Group adheres to and operates within its regulatory requirements, remains within stated Marex risk appetites, maintains good... and timely regulatory advice, supporting business initiatives, and promoting a compliance culture within the Marex Prime Services...

to the Chief Risk Officer. The Compliance team located in the UK covers Investment, Product, Client Group, Financial Crime... team that covers Investment, Product, Client Group, Marketing and Regulatory initiatives. The individual will be a member...

management Ensure compliance of the end-to-end ATIMP supply chain to all regulatory standards, inc. HTA, GCP... data in support of PSO and HTA activities Monitor HTA related regulatory changes/updates; advise on compliance Manage the...

: Compliance Risk Analytics Job Location : London Job Type : Full time The focus of your role Capgemini has an exciting... opportunity for an Director to join its EMEA FCC Advisory Solutions practice and lead its Compliance Risk Analytics Team based in...