GOVERNANCE AND COMPLIANCE OFFICER jobs in United Kingdom #6

Officer. You will lead and set the strategic direction of the line two regulatory compliance, monitoring, assurance... benefits of our joint capabilities. We are currently recruiting for a Head of Compliance Assurance to join our established...

: At least 6-8+ years of work experience as a compliance officer or in a risk management role preferably focused on operational...Job Description: OUR IMPACT At Goldman Sachs, the mandate of Global Compliance is to prevent, detect and mitigate...

Compliance officer is to assist the firm in preventing, detecting and mitigating compliance, regulatory, and reputational risk... governance framework Represent Compliance in broad based cross-divisional projects supporting regulatory requirements Develop...

Responsibilities Assist the Compliance Officer in designing/improving the Compliance Monitoring Programme framework and carry out...The primary objective of the role will be to assist in the execution and ongoing improvement of the Compliance...

. This is where you come in. The role: Reporting to the Chief Financial Officer, as Head of Legal and Compliance you will be responsible... for leading and overseeing all legal and compliance matters within the organisation. You will have a dotted line into our wider...

. This is where you come in. The role: Reporting to the Chief Financial Officer, as Head of Legal and Compliance you will be responsible... for leading and overseeing all legal and compliance matters within the organisation. You will have a dotted line into our wider...

Reporting Officer) positions. This strategic role involves developing, implementing, and maintaining robust compliance policies... by ensuring the highest standards of compliance and governance. Allocator One Emerging VC funds often demonstrate superior...

to the Chief Risk Officer. The Compliance team located in the UK covers Investment, Product, Client Group, Financial Crime.... Possesses strong collaboration skills with peers and colleagues within and outside the Compliance, Legal and Governance group...

high standards of corporate governance, risk management, and regulatory compliance. A competitive salary...The Compliance Analyst will assist the Head of Regulatory Compliance with Financial Crime activities, complying...

to: Chief Financial Officer Direct Reports: Head of Compliance, Paralegal About Hometree Join Hometree Group and be at the..., ensuring robust governance, policies, processes, and systems are in place to maintain compliance while achieving business goals...

to the Senior Compliance Officer heading the General Compliance team. We currently operate a hybrid working model at IBKR... by general compliance, notably including Product Governance, PRIIPS, Client Appropriateness, Categorisation, Product Restrictions...

start-up. As part of the Risk & Compliance team, reporting to a Senior Compliance Officer, you will be responsible... opportunity for a junior Compliance Analyst, for someone looking to start a career in compliance, and work in a fast-paced FinTech...

start-up. As part of the Risk & Compliance team, reporting to a Senior Compliance Officer, you will be responsible... opportunity for a junior Compliance Analyst, for someone looking to start a career in compliance, and work in a fast-paced FinTech...

. As part of the Risk & Compliance team, reporting to a Senior Compliance Officer, you will be responsible for ensuring... for a junior Compliance Analyst, for someone looking to start a career in compliance, and work in a fast-paced FinTech start-up...

. As part of the Risk & Compliance team, reporting to a Senior Compliance Officer, you will be responsible for ensuring... for a junior Compliance Analyst, for someone looking to start a career in compliance, and work in a fast-paced FinTech start-up...

analysis and production of Compliance Governance reporting. Assisting in the identification and assessment of emerging risk... about emerging compliance trends and best practices Create and comment on compliance MI that feeds into the Compliance Officer...

into their highly regarded Chief Compliance and Risk Officer and working closely with the executive leadership team... and information governance. The role also has a clear path and plan for the progression into the firms Global Privacy Officer (Head...