GLOBAL HEAD OF SURVEILLANCE jobs in GREATER LONDON, United Kingdom

at a market-leading commodity broking company. The successful candidate will act as deputy to the Head of Surveillance... Surveillance framework, to incorporate the evolution of Marex. Deputising for the Head of Surveillance. Escalating any suspicious...

Marex

at a market-leading commodity broking company. The successful candidate will act as deputy to the Head of Surveillance... Surveillance framework, to incorporate the evolution of Marex. Deputising for the Head of Surveillance. Escalating any suspicious...

Marex

are updated on a periodic basis and reflect regulatory changes. Surveillance and Monitoring Manage the production and delivery of a risk...-based Compliance Monitoring Programme, including trade and e-communication surveillance, AML transaction monitoring...

BGC

positions and market developments to Global Head of F&L and other senior F&L stakeholders as required Prudently manage risk... Funding & Liquidity, a pillar of the Global Markets Treasury Services business, with the objective of contributing...

Royal Bank of Canada

? Here at Chubb (part of the APi Group) we are looking for an experienced Manager of Internal controls to join our Head Office Team... CCTV surveillance and intruder alarms to fire detection and suppression systems. Our customers range from local independent...

Chubb Fire & Security

who will be reporting into the Head of Equities and Trading Compliance and will be part of the Asset Management Compliance... in a team of 22. About Schroders We’re a global asset manager. We help institutions, intermediaries and individuals...

Schroders

and validating their completion - Review of employee and trade surveillance and other alert escalations from respective Surveillance... and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs...

UBS

. If, like us, you believe in the power of a great outfit, we'd love to talk to you. We're a global brand made up of a very diverse mix... You will be reporting to the head of retail operations and senior brand leader, supporting them with the protection of our products, store...

AllSaints

to take time for yourself and head up to our rooftop terrace and take in the spectacular views across London. Finally... requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively “the...

Bank of America

are a key part of the growth strategy and with a reporting line directly to the Head of Equities Trading Product, the role... including those in Primary Markets Regulation, Admissions, Market Operations, Technical Account Managers, Market Surveillance...

London Stock Exchange Group

as well as acting as the lead for the UK Surveillance oversight, and supporting the Head of Business and Functions Compliance directly... of the overall Natixis global compliance strategy and the compliance strategy set by the UK Head of Compliance. The incumbent...

Natixis

, Newton’s CCOs and the Global Head of Compliance to confirm and document identified issues and actions. Chasing of issue... with the Global Continuous Monitoring and Surveillance Plan. To be successful in this role, we’re seeking the following...

BNY Mellon

of history, MUFG is a global network with around 2,300 offices in over 50 countries including the Americas, Europe, the Middle... most talented individuals in the market. The size and range of MUFG's global business creates opportunities for our employees...

MUFG Investor Services

Job Description: About us Dow Jones is a global provider of news and business information, delivering content...'s largest newspaper by paid circulation; Barron's, MarketWatch, Mansion Global, Financial News, Investor's Business Daily...

Dow Jones

Job Description: About us Dow Jones is a global provider of news and business information, delivering content...'s largest newspaper by paid circulation; Barron's, MarketWatch, Mansion Global, Financial News, Investor's Business Daily...

Dow Jones

processes. Perform ad hoc monitoring of Market Abuse Surveillance alerts and Review the daily open alerts for appropriate... escalation Lead and support the Head of Trade Control in delivering the Trade Control Improvements programme Lead in the...

Smartest Energy

to take time for yourself and head up to our rooftop terrace and take in the spectacular views across London. Finally... for Electronic Trading. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the...

Bank of America