FRONT OFFICE CONDUCT RISK jobs in United Kingdom #3

and instilling trust in our people to deliver the best they can for themselves and for the team. Our people are our shop front... maintenance depots, and corporate office projects with a focus on the early stages of design development (RIBA Stage 0 to 3...

Network Rail

. About the team At Shelter Bristol we provide front line support to over 5000 people a year, through housing advice and support... systems, Microsoft Office applications, internet and email etc. You must also possess a valid driving licence and be willing...

Shelter

and manage a comprehensive data repository designed as a semantic layer on Snowflake to meet the varied needs of front office.../A No [E.g. JHIS] MAS Individual Accountability & Conduct (IAC) Guidelines [E.g. Senior Manager/Material Risk...

Janus Henderson Investors

with the Front Office and investigate internal escalations when necessary. Draft STOR forms ready for submission to the... to the Head of Compliance and the MLRO for secondary review as required. Conduct in depth investigations into potential...

Compliance Professionals

and calibrations Experience of server-side development in Python and C++ Experience developing front-office risk and P&L/pricing... President Group Strategic Analytics (GSA) is part of Group Chief Operation Office (COO) which acts as the bridge between the...

Deutsche Bank

what it feels like to work in finance. Our vision for a new era of banking puts people front and centre - we've built... to the Head of Partner Operations and other relevant stakeholders as needed. Supplier Oversight: Conduct thorough due...

Zopa

experience across front, middle and back office to collaboratively drive transformational change and make lasting impacts.... Connect to your career at Deloitte Deloitte drives progress. Using our vast range of expertise, that covers audit, risk...

Deloitte

. The Application Support team is responsible for providing technical support for all front office and post-trade..., as well as overnight risk calculation systems and the business systems used by control and support departments. The team handles...

Marex

for Front Office /credit analysts to have further due diligence or review. Strengthen risk analysis of large exposures... reports to Head Office, Local Regulators and Senior Management, Credit Committee, Risk Committee, Audit Committee...

KennedyPearce Consulting

. Collaborating closely with the Maintenance Manager to execute maintenance plans and address any issues promptly. Managing front...-line maintenance contractor safety and adhering to risk assessment procedures. Promoting a Zero Harm workplace culture...

The Best Connection

for leading a team to create accurate front and back-office forecasting of FTE requirements to service projected demand... and opportunities. Conduct impact assessments on new campaigns, initiatives and products and provide advice on business change/projects...

Virgin Money

capture processes and data transformation logic. You will liaise with Front Office, Compliance and Technology teams... that all employees in the organisation understand the expected standards of conduct and how we manage conduct risk. Individual...

Bank of America

risk analysis, and other desk-based monitoring methods, of RBC Brewin Dolphin's (RBC BD) Front Office client advice... and culture within the Front Office. Responsibilities Include: Conduct monitoring in relation to Front Office activities using...

Brewin Dolphin

and may also cover some other sector’s credit business based on the types of proposal from front office. Provide credit... policies. Provide effective challenges as well as guidance to the proposals from Front Office; Draft and present credit...

People First

risk analysis, and other desk-based monitoring methods, across RBC Brewin Dolphin's (BD) Front Office activities focussing... on Financial Planning recommendations and ongoing advice. A good working knowledge of conduct risk matters, Investment governance...

Brewin Dolphin

some other sector’s credit business based on the types of proposal from front office. Provide credit evaluation reports for various... challenges as well as guidance to the proposals from Front Office; Draft and present credit opinions to Credit Committee...

People First

. Experience working with key Front Office users: Portfolio Managers, Traders, CIOs, Portfolio Construction & Risk. Experience... component of the transformation is our front office tooling. We are partnering with a fintech company to co-develop...

Fidelity International