FINANCIAL SERVICES REGULATORY SENIOR jobs in ENGLAND, United Kingdom #4

of experience working in UK/EU financial services firms; minimum 2 years of people management experience highly regarded Good... leadership skills with demonstrable experience of leading a client onboarding function in financial services Demonstrable track...

Advising clients on the full spectrum of contentious regulatory issues that may impact financial institutions... investigations (including whistleblowing investigations) into the full spectrum of regulatory issues that may impact financial...

of sustainability matters in financial services and capacity to engage on environmental, social and governance topics Working... a sustainable discipline is a plus) Experience: A minimum of 7+ years working in regulated financial services environment...

which could be from a regulatory, strategy or project role in industry, experience from another professional services firm or from the PRA or FCA... those charged with governance to understand their business and build trust amongst key stakeholders and regulators. Regulatory...

: […] Location: London Salary: Generous benefits package Date: Posted 21 hours ago Leading UK financial services organisation... for an experience lawyer to join a newly created role overseeing legal, contractual, and regulatory obligations. Responsibilities...

firms. We are now looking to grow our Financial Services Regulatory team and we are keen to hear from Managing Associates... Financial Services Regulatory team. We are looking for lawyers who particularly want to specialise in retail financial services...

on compliance with financial services and payments regulations, interact with regulators and assist in the implementation of broader... across our different jurisdictions Advise on broader regulatory requirements applicable to financial institutions, including with respect...

Technical & Regulatory Complaints Consultant Stoke-On-Trent 37.5 hours per week Why would you join Davies... Relations Team with the management of complex, regulatory and high profile/sensitive complaints received into the team...

be doing: Provide advice on UK regulatory requirements relating to consumer duty, outsourcing, senior manager regime, Payment.... Minimum of four years generalist compliance experience in financial services working in risk and compliance, or within a financial...

Specification: Proven experience in managing regulatory compliance in a professional services setting Sound understanding... and risk management reports to the firm's senior management You will be the main point of contact for your clients Person...

institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services..., this regulatory change specialist will support Senior Management in the day to day efforts related to the 1LoD regulatory compliance...

Qualifications, Capabilities, And Skills Working knowledge of financial services regulation and public policy context. Familiarity... is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations...

associated governance meetings Own the framework for regulatory control including evidencing compliance, supporting the senior... by regulatory agencies or audit Partner and influence senior management, both within ASD and other LOBs to ensure ongoing...

capability across Financial Crime, Regulatory Change, and Operational Transformation. The Opportunity Are you ready... to join our team who will act as an inspiring leader within a fast-growing financial services consulting business. You will proactively...

financial services organisation seeking regulatory legal counsel to join growing legal team. You will be integral to the.... In this newly created role, you will support senior members of the legal team with a wide variety of legal issues...

(or functional equivalent) at a regulated financial services firm Able to work under pressure, tight deadlines and to manage the...Job Description: About the Role: Legal & Regulatory Specialist The Team: In this role, you will support the...

institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services...About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial...