FINANCIAL SERVICES COMPLIANCE MANAGER jobs in United Kingdom #10

Senior Audit and Compliance Manager and Director, Financial Control. Desired Skills & Experience Either part-qualified... Audit and Compliance Manager, multiple UK/Ireland entity's Balance sheet reconciliations to ensure standard processes...

with our award-winning technology and support services. And with our own Financial Advice business, we help families find solutions... of Compliance Director Take on tasks and projects as requested by the Compliance Supervisors, Manager and Director with a can...

experience at a major financial services firm in the control room and/or conflicts management group, or relevant legal...Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term...

compliance by delivering regulatory assurance reviews to a high standard and within deadlines. This could be across any area... work they do and technical specialists in their fields. Compliance Oversight Assurance is a key part of Nationwide...

/financial regulation would be advantageous. 3-5+ years experience within a reputable investment manager. Ability to work... specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial...

experience Significant experience in the financial services industry, either working for an investment manager, broker dealer..., law firm, accounting or Big 4 financial services advisory firm, or a national regulator ABOUT GOLDMAN SACHS...

significant items and trends to Compliance management. Approval of Marketing and Financial Promotion materials Provide... and activity and undertake other reasonable responsibilities and projects as instructed by Senior Compliance Manager...

. This is a fantastic opportunity for a seasoned compliance professional who comes from a financial services background, to lead and shape... (this is essential for the role) 10+ years of experience in compliance within the financial services sector, particularly high-cost...

team providing support to the Cyber Risk and Compliance Manager. This role will focus on maintenance of risk management... security controls and best practice within a Financial Services environment Microsoft Office experience and skills What can...

. We deliver market-leading valuation and risk evaluation services across the property technology and financial technology... industries. Our customers include 9 of the top 10 mortgage providers, as well as many others in financial services. Founded in...

Required qualifications, capabilities, and skills Experience in post-trade compliance roles within Financial services industry Working... compliance platform through communication with the client/fund manager for true exceptions and upstream teams for data / coding...

: Bachelor’s degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory...Serves as a senior Privacy and Responsible Data compliance risk manager for Independent Compliance Risk Management...

As a Data Protection Compliance Analyst, you'll occupy a pivotal role in our operations, overseeing the day-to-day... tasks essential for maintaining data security and regulatory compliance. From managing incoming emails to coordinating...

. To ensure the academic delivery model delivers excellence in quality, financial and compliance contributions to exceed our KPIs...Blackburne House Group is a training led organisation, which delivers high quality training and education services...

behaviours that don’t align with expectations. Identify and remediate any areas of non-compliance with our products and services... financial services and, in particular, the insurance sector. Knowledge of the FCA Handbook, specifically CASS, DISP, and SYSC...

queries related to financial crimes compliance, and deliver periodic training to colleagues in the London office..., and risk assessments for new products and services, and work closely with Regulatory Compliance and Legal personnel to obtain...

complex conflicts issues to the Risk and Compliance Manager for resolution. Support training sessions for the team including... solicitors into in house roles in the financial services sector and in commerce and industry. We are one of the leading legal...