FINANCIAL MARKETS AND COMPLIANCE jobs in United Kingdom #3

Excelsior Search Great career opportunity for a client facing sales engineer / financial market data subject matter... is an international B2B capital markets data & fintech company with leading investment banks, brokers, fund admins and asset managers...

Excelsior Search

matters as required. To work principally with the Head of Public Markets Compliance Advisory, and Deputy Head of Group.... Demonstrable experience of Public Markets Compliance. Demonstrable experience of dealing with the regulatory change agenda, and in...

Compliance Professionals

activities. EXPERIENCE REQUIRED: Sound compliance monitoring and surveillance experience (3yrs +) within a financial... to the Head of Compliance and the MLRO for secondary review as required. Conduct in depth investigations into potential...

Compliance Professionals

We have an exciting opportunity for a Compliance Analyst to join our London team. This is an ideal role... for someone from an FS Ops background who is looking to make the move into Compliance. Reporting into a Compliance Manager, your position...

CMC Markets

Job Description: Position Description The Compliance e-learning coordinator will support the Senior Compliance... Specialist, and overall Compliance framework of JERAGM, through the development and implementation of the Compliance Training...

JERA Global Markets

option portfolios. Exposure to both physical and financial energy markets. Proficient in Microsoft Office products... (Trading and Origination), Middle Office (Product Control, Credit Risk, Internal Control, Legal, Compliance & Contracts...

JERA Global Markets

You have a genuine interest in, and experience of, European financial regulation and in investments and financial markets, especially in... of Prudential, we’re always looking for ways to improve financial services. We’re passionate about making a meaningful impact...

Prudential Financial

, dishonesty and intolerance. What you'll bring to Circle: 7+ years experience in financial crimes compliance, with a track...Circle is a financial technology company at the epicenter of the emerging internet of money, where value can finally...

Circle Internet Financial

Compliance Officer, Remote. Bibby Financial Services have an exciting opportunity available for a meticulous... financial crime risk assessments. Responsible for ensuring that BFS has a suite of up to date BFS compliance policies...

Bibby Financial Services

to clients. – Develop close working relationships with internal teams, including client services, marketing, and compliance... are underrepresented throughout the financial services industry. Our clients work with us because they value a diverse workforce...

Bruin Financial

with their portfolios, enabling access to global markets or helping clients deliver on their equity and entity compliance requirements...Job Description: Manager, Governance Services (Subsidiary Compliance Portfolio) Location: Bristol (Hybrid...

Computershare

. Job Description Summary: PayPal is seeking a dynamic, innovative, and driven Credit Compliance Manager to join our high-performing UK Risk... and Compliance team, reporting to the Credit Compliance Lead. The role contributes to the sustainable growth of PayPal’s Credit...

PayPal

Description Position at Mindshare Global Client Compliance Manager Job title: Global Client Compliance Manager... Group: Mindshare Worldwide Client: N/A Reports to: Global Client Compliance Director Mindshare is a media services...

Mindshare

in all financial compliance activities for a complex, global ($6+B) business in consultation with the Company Controller... compliance programs. Assist with developing and implementing programs to enhance the global financial controls environment...

Danaher

: As a Compliance Manager, you will be supporting AML and Sanctions compliance oversight for Capital Markets and Global Banking. In... world. About the Team: FIS is building a World Class AML and Sanctions Governance program. The FIS Global Financial...

FIS

and do the right thing, as well as protecting our customers, the organisation and the integrity of the financial markets in.... We have a great opportunity for a compliance advisory professional to join a small, but impactful, Asset Management Compliance team...

HSBC

and our people. We are a global financial services group operating in 34 markets and with 54 years of unbroken profitability. You'll... for compliance with Financial Conduct Authority and Exchange rules. Alongside these core activities, you will also collaborate...

Macquarie Group