FINANCIAL CONDUCT AUTHORITY jobs in United Kingdom

To assist DPO and subsidiaries/entities on leading data protection authority actiivities (run and stock). Identify and detect potential threats to reputation,...

Cardif Pinnacle

The successful candidate will therefore be subject to meeting UK regulatory requirements in the assessment of fitness, propriety, knowledge and competence (as...

JP Morgan Chase

The successful candidate will therefore be subject to meeting UK regulatory requirements in the assessment of fitness, propriety, knowledge and competence (as...

JP Morgan Chase

As a Financial Services organisation we comply with and support the requirements set by our Regulator, the Financial Conduct Authority (FCA), which are designed...

Natwest

Level of Autonomy and Authority. The Legal Department is also responsible for managing its own conduct risk, promoting a positive culture of good conduct and...

SG CIB

Financial Conduct Authority & Prudential Regulation Authority Conduct Rules. Individual Conduct Rules - All staff covered by Code of Conduct rules are reminded...

SG CIB

As a Financial Services organisation we comply with and support the requirements set by our Regulator, the Financial Conduct Authority (FCA), which are designed...

RBS

These requirements include Solvency II, fair treatment of customers, Financial Crime, Data Protection, Conflicts of Interest, and Whistleblowing....

Liberty Specialty Markets

Does this job have supervisory authority? Conducts accurate sales forecasts, and achieves sales targets. Develops and maintains Security Services market sales...

CenturyLink

Contentious financial services or other regulatory investigations or proceedings; Maintain and promote effective internal and external relationships, including...

Financial Conduct Authority

Contentious financial services or other regulatory investigations or proceedings; Maintain and promote effective internal and external relationships, including...

Financial Conduct Authority

As a Financial Services organisation we comply with and support the requirements set by our Regulator, the Financial Conduct Authority (FCA), which are designed...

Coutts Bank

As a Financial Services organisation we comply with and support the requirements set by our Regulator, the Financial Conduct Authority (FCA), which are designed...

Coutts Bank

As a Financial Services organisation we comply with and support the requirements set by our Regulator, the Financial Conduct Authority (FCA), which are designed...

RBS

You will deliver data management, quantitative and statistical analysis to provide new insights into financial markets....

Financial Conduct Authority

Act as the primary Anti-Bribery point of contact in relation to UK regulatory inquiries, including from the UK Financial Conduct Authority....

Citi

Ensure the business' obligations and is compliant with the Data Protection Act and Financial Conduct Authority regulations....

Maclean Moore Ltd

with the Company's Training and Competence Scheme and Financial Conduct Authority requirements. To ensure all activities comply... with the Financial Services Director, Mortgage Consultants and appropriate Estate Agency Regional Managers, a Business Plan...

Advance TRS

experience working in the Charity, NHS, or public sector Knowledge of the Data protection Act and Financial Conduct Authority... Chief Financial Officer. Reporting into the CEO and Board of Directors you will have overall responsibility...

Robert Half

Onshore and offshore capabilities In the UK, they are authorised and regulated by the Financial Conduct Authority (FCA).... individuals, charities, trusts, international clients and financial advisers. A small but growing and dynamic Financial Planning...

Srm Recruitment Limited

guidelines. Meet all Financial Conduct Authority regulations. The ideal candidate will have some financial services...Job Title: Graduate – Financial Services Location: Bath Salary: Competitive Job Ref: LH/20694 We are delighted...

Cavendish Maine

and regulated by the Financial Conduct Authority and Prudential Regulation Authority. Register no. 104877. ‘the West Brom...Financial Crime Officer Salary: Circa £37,000 - £40,000 per annum dependent upon experience Full Time Permanent...

management experience A can-do attitude, self-organised and decisive Knowledge of FCA (Financial Conduct Authority) handbook... and experience of compliance and conduct risk management in a UK regulated financial services industry. This is an excellent...

-do attitude, self-organised and decisive Knowledge of FCA (Financial Conduct Authority) handbook including; ICOBS (Insurance... an experienced individual who has excellent knowledge of the FCA handbook and experience of compliance and conduct risk management in...

Ultimate Banking Ltd

managers, who own and manage operational and conduct risks and are supported in this mission by dedicated teams in NCG... by Internal Audit and Inspection, who perform independent and periodic reviews MARK/COO/NCG ensures - as concerns non-financial...

Société Générale

operational and conduct risks and are supported in this mission by dedicated teams in NCG And is completed by ROCS department who... and Inspection, who perform independent and periodic reviews MARK/COO/NCG ensures – as concerns non-financial risk matters – the...

Société Générale

we comply with and support the requirements set by our Regulator, the Financial Conduct Authority (FCA), which are designed...Take on a new career challenge with great development potential in our Ulster Bank Financial Control team You'll...

Royal Bank of Scotland

on the software Meeting all financial Conduct Authority regulations Providing support and training to team members...Juice Recruitment are recruiting for a Client Service Executive to join a highly reputable and growing financial...

Juice Recruitment Ltd

regulatory rules and requirements set out by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA... helping our Financial Services clients based in Scotland, who face a growing and complex level of risk and regulatory...

Carillion

Onshore and offshore capabilities In the UK, they are authorised and regulated by the Financial Conduct Authority (FCA... individuals, charities, trusts, international clients and financial advisers. A small but growing and dynamic Financial Planning...

Srm Recruitment Limited

compliance program (CMP) appropriate to the company and the requirements of the Financial Conduct Authority (FCA). Draft...

Sandra Zachary

of an organisation will be important as will an understanding of the regulatory rules and requirements set out by the Financial Conduct... Risk Assurance Manager - Financial Services Recruiter Location Scotland Salary Competitive Hours Contract...

PwC

Collection. JOB SUMMARY Functions as the property strategic financial business leader. The position champions, develops... target customer and property employees. The position provides the financial expertise to enable the successful implementation...

The Luxury Collection

Luxury Collection. JOB SUMMARY Functions as the property strategic financial business leader. The position champions... and expectations of the brand target customer and property employees. The position provides the financial expertise to enable the...

Marriott Hotels International Ltd