FINANCIAL CONDUCT AUTHORITY jobs in United Kingdom

We're establishing more transparent relationships between financial services and their customers, building trust in financial markets and protecting vulnerable...

Financial Conduct Authority

As a Financial Services organisation we comply with and support the requirements set by our Regulator, the Financial Conduct Authority (FCA), which are designed...

RBS

Financial product knowledge. Level of Autonomy and Authority. Regulatory module of financial services qualification....

Kleinwort Hambros

Financial Conduct Authority, Serious Fraud Office) and an understanding of criminal evidence handling and disclosure procedures....

StoneTurn Group

As a Financial Services organisation we comply with and support the requirements set by our Regulator, the Financial Conduct Authority (FCA), which are designed...

RBS

As a Financial Services organisation we comply with and support the requirements set by our Regulator, the Financial Conduct Authority (FCA), which are designed...

Natwest

DO THE RIGHT THING - Conduct yourself with honesty and integrity at all times. Demonstrable experience in managing multi-stakeholder relationships and projects,...

GSMA

Demonstrates technical proficiency and application of knowledge commensurate to his/her underwriting authority....

Travelers

Level of Autonomy and Authority. Ability to Work Under Pressure - prior experience in a Compliance department within a financial institution where solutions...

SG CIB

Reliable professional conduct. Level of Autonomy and Authority. Adhere to individual and where applicable department conduct rules in accordance with the FCA...

SG CIB

Financial sponsors, institutional investors, financial institutions, operating business and property companies....

JP Morgan Chase

The successful candidate will therefore be subject to meeting UK regulatory requirements in the assessment of fitness, propriety, knowledge and competence (as...

JP Morgan Chase

Financial and mathematical numeracy. The successful candidate will therefore be subject to meeting UK regulatory requirements in the assessment of fitness,...

JP Morgan Chase

Provide specialist Regulatory Services advice within the Authority as required. Ability to conduct 1:1 case load management and to be able to report issues...

Capita Plc

Registration and compliance with the Securities and Exchange Commission, Commodity Futures Trading Commission, National Futures Association, Financial Industry...

QED Legal

Must have domain Knowledge for the role includes, *MS CRM Dynamics, Financial services – Payments, domestic*....

Virtusa UK Ltd

The Payment Systems Regulator Associate Economist The Role As a member of the PSR Policy team, you will be supporting the development of its strategy,...

Financial Conduct Authority

background, structure and role of the Financial Conduct Authority (FCA) within Financial Services The location: Gloucestershire...FINANCIAL SERVICES / QUALIFICATIONS / CII ACCREDITED DIPLOMA / PROFESSIONAL DEVELOPMENT CONSULTANT The Company...

Alexander Mae Recruitment

background, structure and role of the Financial Conduct Authority (FCA) within Financial Services The location: Gloucestershire...FINANCIAL SERVICES / QUALIFICATIONS / CII ACCREDITED DIPLOMA / PROFESSIONAL DEVELOPMENT CONSULTANT The Company...

Alexander Mae Recruitment

Financial Conduct Authority, all offers will be subject to vetting and security checks. To ensure a smooth process, we ask... what background you come from you feel valued and confident in bringing your whole self to work. Job Role: Financial Crime Analyst...

TSB Temp

to date ·incorporating and ensuring adherence to the Financial Conduct Authority’s Treating Customers Fairly consumer and conduct risk...

Oval Recruit

Job Type: Fulltime, Permanent Role overview: Reporting into the Head of Financial Control this role aims to deliver a high quality... for Pension Funds and control environment. Key Responsibilities Responsible with the Head of Financial control for the...

Bluetownonline

, and creating and updating records and databases with financial and personal data Issuing letters of authority to providers... Practice will conduct a standard Financial and Identity check on any candidates who are offered a role within this Practice....

St. James's Place Wealth Management

that are authorised and regulated by the Financial Conduct Authority (“FCA”) or the Prudential Regulatory Authority (“PRA...AutoReq ID 135232BR Job Title Senior Manager - Regulatory (conduct) – Birmingham/Manchester/Leeds Country United...

KPMG

by our Regulator, the Financial Conduct Authority (FCA), which are designed to protect our customers. This role falls under Conduct...The Business Join us as a Compliance & Conduct Officer for Financing and Risk Solutions (F&RS), NatWest Markets...

RBS

organisation we comply with and support the requirements set by our Regulator, the Financial Conduct Authority (FCA...Join us as a Compliance & Conduct Officer for Financing and Risk Solutions (F&RS), NatWest Markets This is a fantastic...

Royal Bank of Scotland

Financial Conduct Authority as well as providing consultancy services and advice to clients across the financial services sector... with our growth strategy as well as our long term plans in investing in the Financial Services sector, we are seeking to supplement...

PwC

engagements annually, PwC is one of the leading providers of reports on client money and assets (CASS) to the Financial Conduct... Authority as well as providing consultancy services and advice to clients across the financial services sector; including...

Financial Conduct Authority (FCA), which are designed to protect our customers. This role falls under Conduct Rules of the...You'll establish the Compliance & Conduct strategies for NatWest Markets Amsterdam This is a unique opportunity...

Royal Bank of Scotland

is one of the leading providers of reports on client money and assets (CASS) to the Financial Conduct Authority...Job Title Conduct Senior Associate- (CASS Risk & Quality) Job Description Who we are looking for We are currently...

PwC

with Financial Conduct Authority guidelines, internal policy and procedure and company service standards Candidates will hold...Trainee Financial Business Administrator | Norwich | Negotiable Salary An opportunity has arisen for a passionate...

with Financial Conduct Authority guidelines, internal policy and procedure and company service standards Ideal candidates...: Providing an efficient administration service for Financial Advisers; Setting up maintaining client records on our back office...

background, structure and role of the Financial Conduct Authority (FCA) within Financial Services The location: Gloucestershire...FINANCIAL SERVICES / QUALIFICATIONS / CII ACCREDITED DIPLOMA / PROFESSIONAL DEVELOPMENT CONSULTANT The Company...

Alexander Mae Ltd

manor Delivering excellent client service in accordance with Financial Conduct Authority guidelines, internal policy... within finance as a Trainee Business / Financial Service Administrator. In this varied role, your main focus will be to deliver...

Contract Personnel