FCA COMPLIANCE MANAGER jobs in LONDON, United Kingdom #2

Compliance Manager, Funds and Distribution 22 Bishopsgate, London – Hybrid Permanent At AXA IM our purpose... Compliance Manager, Funds & Distribution, you will report to our Senior Compliance Manager and you will be part of AXA IM UK...

Senior Compliance Manager Consumer Lending - London Are you a regulatory compliance seeking Ex Co exposure, the... on training across the bank for all Compliance matters framework for the bank Qualifications - Demonstrable FCA experience...

. Job Description Summary: PayPal is seeking a dynamic, innovative, and driven Credit Compliance Manager to join our high-performing UK Risk... and Compliance organization and the UK business Collaborate with internal teams (such as the General Manager for Consumer Credit...

Compliance Manager You will be working within our Finance, Legal and Regulatory team as Compliance Manager... to date with, and understanding, relevant laws and regulations Skills we'd love you to have 3+ years Compliance experience in an FCA regulated...

, including in-depth knowledge of regulatory compliance spanning the UK environment, specifically expectations of the FCA and PSR.... Job Description Summary: PayPal UK Limited (“PPUK”) is seeking an experienced, dynamic, innovative, and execution driven Senior Manager, UK...

or asset manager. Deep understanding of FCA regulatory requirements on investment businesses. Able to interpret complex... promotions and compliance reviews. Developing deep relationships with the portfolio of clients and meeting their needs...

MERJE are working with a leading financial services' business who are looking for a Compliance Manager... Compliance policies and procedures Strong FCA regulatory knowledge Excellent organizational and communication skills...

are looking to hire a Legal & Compliance Manager. The fund invests across a range of sectors, including the healthcare and consumer space... as they see fit, with room to grow and develop within the wider team. What the job involves As the Compliance & Legal Manager...

. Job Description Summary: PayPal’s UK Risk and Compliance team sits within a fast growing and dynamic region encompassing significant business..., customer service and technology operations. You will play a key role in evolving the UK Risk and Compliance agenda and thought...

Strong experience within FCA regulation and compliance with specific focus on the Wealth and Asset Management sector.... Exposure to compliance risk management frameworks, thematic reviews and the FCA handbook are essential. Hybrid working...

seamless onboarding, rapid integration, and compliance -190+ Pay Out Markets - 100+ in real time -35+ Pay In Markets -30... and is passionate about Compliance. The Deputy MLRO will report to and play a critical role in supporting the MLRO in ensuring the...

services, seeks a generalist compliance professional to join our fast-paced business in a complex operating environment... challenge and pace in helping the business. You will join a dedicated regulatory team in the Compliance department...

. To provide advice and hold responsibility for the management of any parts of the FCA compliance plan or notification letters...The candidate will support the Head of Compliance, and the compliance team to enhance, maintain and deliver the Davies...

This is a 2LOD Compliance role reporting directly to the Group Head of Compliance and CRO. The primary function... of this role is to support the GRC function through FCA regulatory updates and developments. Responsibilities Keep the business...

enquiries. Provide feedback to the Training Program Manager on areas that require further improvement and development in the... qualified – Diploma in Financial Planning/Regulated Financial Planning Very strong understanding of the FCA's COBS requirements...

and report all outstanding actions to the Senior Compliance Manager Track business unit actions to mitigate risk and support... REQUIRED: Compliance monitoring experience within financial services. Broad understanding of the FCA rules and regulations. Good...

FCA interactions, Breaches, Complaints, High Risk Register etc.) Assisting with the maintenance of the Central Compliance... filings under SMCR EXPERIENCE REQUIRED: Experience in a Compliance/Financial Crime function within an FCA regulated...