EMEA REGULATORY RISK AND jobs in GREATER LONDON, United Kingdom #7

of the firm and our clients. Our focus is on providing the highest quality legal advice while managing regulatory... and reputational risk. Whether you are an experienced lawyer or have other relevant experience combined with an interest in financial...

and liquidity metrics, and regulatory obligations. Our global agile teams (based across Americas, EMEA and Asia) develop and manage... of markets. The Controllers division is responsible for financial control and regulatory obligations of the firm...

line of defence, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance... review and due diligence group dedicated to the identification and evaluation of legal, regulatory and reputational risk...

for building advanced quantitative models and analytical tools for valuation risk and regulatory capital pertaining to the three... of markets. The Controllers division is responsible for financial control and regulatory obligations of the firm...

sheet and liquidity metrics, and regulatory obligations. Our global agile teams (based across Americas, EMEA and Asia... of markets. The Controllers division is responsible for financial control and regulatory obligations of the firm...

for building advanced quantitative models and analytical tools for valuation risk and regulatory capital pertaining to the three... of markets. The Controllers division is responsible for financial control and regulatory obligations of the firm...

on EMEA initiatives and projects as a representative for Equities Compliance Assist with the annual Compliance Risk...Job Description: OUR IMPACT Global Compliance manages the firm's compliance, regulatory and reputational risks...

line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance... and Commodities) Sales and Trading businesses. MSC's primary function is to manage compliance and regulatory risk through the...

groups in the UK and EMEA and building a global service with our Australian eDiscovery team. This role demands a proactive..., ensuring they align with the requirements of litigation, regulatory responses, investigations, and transactional work...

. You will be responsible to accurately risk assess new and existing clients through conducting Politically Exposed Persons (PEP), Sanctions...-to-end customer due diligence process using risk-based approach and be well versed with legal entity types across different...

. We offer comprehensive trading services, as well as bespoke Foreign Exchange risk management solutions for a wide variety of situations... for the EMEA region. To be a key participant in pushing our Asian Powerhouse Strategy for the EMEA region. To serve the...

a global approach to alternative assets administration and custody, we help portfolio managers mitigate risk, capitalise... on opportunities and master changing regulatory environments at every phase of the investment life cycle. With over $2 trillion in...

retention and to support the growth AON’s Commercial Risk business through the use of delegated authorities. Champion the... portfolio performance, identify emerging risks, and recommend necessary adjustments Collaborate with UK, EMEA and Global...

, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities under the Operational... Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Code of Conduct...

, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities under the Operational... Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Code of Conduct...

and currency policies), optimal execution mechanics, regulatory requirements and mitigation of operational risk Liaises... with various internal and external parties, including Debt Capital Markets (DCM), Credit Risk, Loan and Agency Services, Legal...

Office for EMEA (FCO EMEA) in London is part of the Global Financial Crimes Division headquartered in New York. It works... within the regulatory and legal framework. It is responsible for the establishment and maintenance of effective systems...