EMEA INVESTMENT BANKING COMPLIANCE jobs in United Kingdom

Strong understanding of banking systems including CRM, research and workflow tools, and a good knowledge of relevant banking regulations and compliance…

Silicon Valley Bank

Understanding of and experience in providing assurance over compliance with the regulatory requirements relating to corporate & investment banking.

MUFG

The Corporate & Investment Bank is a global leader across investment banking, wholesale payments, markets and securities services.

JPMorgan Chase Bank, N.A.

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management…

Morgan Stanley

BNP Paribas Corporate & Institutional Bank is a leading European investment bank with global leadership in many of our businesses. There are four main themes:

BNP Paribas

Representing the firm investment regulatory forums to interpret and understand new market regulation. As a leading global investment management firm, AB fosters…

AllianceBernstein

Our business outside of the U.S. mostly focuses on providing banking services for large corporate, government and financial institution clients.

Wells Fargo

Morgan Stanley is one of the world’s top tier investment banking companies. AMS is a global total workforce solutions firm founded in 1996.

AMS

The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset…

JPMorgan Chase Bank, N.A.

Strong HR consulting/advisory experience in financial services, international banking & capital markets. Our business outside of the U.S. mostly focuses on…

Wells Fargo

The firm is a leader in investment banking, commercial banking, financial services for small business and consumers, financial transaction processing, asset…

JPMorgan Chase Bank, N.A.

Proactively promote the importance of compliance and strong regulatory relationships across the firm. Minimum 5 years relevant experience in the financial…

Nomura Holdings, Inc.

Strong background and experience of managing and executing algorithmic trading related audits within an investment bank. The main duties of the role are:

Nomura Holdings, Inc.

Oversee audit, compliance and regulatory exam engagement. With $34.5 billion in annual revenue, $24 trillion of assets under custody and $423 billion in…

JPMorgan Chase Bank, N.A.

Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction…

JPMorgan Chase Bank, N.A.

Cowen's investment management segment offers actively managed alternative investment products. Liaise with compliance and various support functions.

Cowen

The Banker leads new client acquisition and retention through a broad knowledge of investments, banking, lending and financial planning.

JPMorgan Chase Bank, N.A.

Job Description: An opportunity has arisen for a junior compliance (CCOR) professional within the EMEA Banking... Compliance team. The role will involve supporting senior compliance officers in relation to banking operations and transactions...

JPMorgan Chase

EMEA Investment Banking Business Oversight Compliance London As a Barclays EMEA Investment Banking Business... Oversight Compliance you will provide day to day Compliance advisory services to the Investment Banking Division of Barclays...

Barclays

INVESTMENT BANKING Our division works on some of the most complex financial challenges and transactions in the market... AND QUALIFICATIONS WHO WE ARE The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking...

Goldman Sachs

INVESTMENT BANKING Our division works on some of the most complex financial challenges and transactions in the market... AND QUALIFICATIONS WHO WE ARE The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking...

Goldman Sachs

and roadshow trends in EMEA? Do you have strong knowledge of digital roadshow production systems along with good technical... strong relationships? Our client is an investment bank with huge global presence. They are looking for a Roadshow Coordinator to deliver...

Aldrich & Co

. The team works collaboratively to guide the EMEA Investment Banking division. There is a focus on quality of work.... Your future colleagues IB Coverage is a London-based team within the EMEA Financial Crime Compliance (FCC) function of the bank...

Credit Suisse

. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking... CCOR Monitoring and Testing Team is part of EMEA Compliance, Conduct and Operational Risk Management, and is responsible...

JPMorgan Chase

institutions, public sector, family offices or high Net Worth Individuals. It covers Corporate & Investment Banking, Private...Responsibilities Description of the Business Line or Department This role is based within the Global Banking...

Société Générale

. The business is divided into six divisions:  Banking and finance  Telecoms  Institutional Investor  Investment...Job Advert J O B D E S C R I P T I O N JOB TITLE: REPORTS TO: Head of Strategic Accounts, Metals – EMEA Director...

Euromoney Institutional Investor

needs. About the Team: The Corporate & Investment Bank is a global leader across investment banking, wholesale payments... (BCM) develops and implements the first line of defence governance and controls for J.P. Morgan's Corporate and Investment...

JPMorgan Chase

and Investment Banking). Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients... Management teams and regularly interacts with Global Markets, Finance and Compliance/Legal to ensure timely and accurate...

2to3days

compliance responsibilities within each relevant EMEA jurisdiction. As a senior member of this team, you will take a lead role... advisory to a wide range of business stakeholders across the EMEA region? Please read...

Macquarie Group

is effectively managed for the Macquarie business in EMEA. This is to ensure that we meet our tax compliance responsibilities... to a wide range of business stakeholders across the EMEA region? Please read on and apply today. You will join our Indirect...

Macquarie Group

Degree level, marketing qualification 3-4 years marketing experience in either private banking, asset management, investment..., etc. Strong knowledge of the luxury consumer and understanding of private banking industry preferable Strong experience across EMEA markets...

JPMorgan Chase

global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices... and diversity initiatives across EMEA (key locations: London, Birmingham, Warsaw, Stockholm), both live and virtual Key point...

Goldman Sachs

Business Divisions Group Functions Your role Are you an experienced investment banking operational risk manager...) strong quantitative and analytical skills *LI-GB *EFC-UBS About us Expert advice. Wealth management. Investment banking. Asset...

UBS

of operational support for the Credit Trading desks located in London, across Europe and Asia. Core Skills: Investment Banking...Job Description: Job Title: EMEA Loan Operations Professional LOB: Global Markets Loans Operations Corporate...

Bank of America