their monitoring abilities. Also assist with producing MI/KPIs to relay back to senior Compliance management for reporting purposes.... We are looking for a highly motivated individual who must take the opportunity to understand market abuse/manipulation in line with our regulatory...
Crédit Agricole CIBin Markitwire Monitoring of the Regulatory reporting to DFA & EMIR 4. Other duties Control and coordination of the... teams (emails / BSMs) 3. Monitoring Collateral reporting on a weekly basis Monitoring of the Mandatory Clearing Process...
Crédit Agricole CIBStatement, annual and quarterly third party risk reporting, TCFD and Annual Report. Ensure the maintenance... responsibility etc. Working closely with 2nd line risk functions, e.g. Financial Crime, Credit Risk, Business Continuity to make...
Schrodersby Close Brothers Motor Finance (CBMF) is within the business’ credit risk parameters. You will build and sustain great relationships.... Risk & Compliance: Ensure that all Governance and Compliance requirements are adhered to and all reporting and reviewing...
Close Brothers Groupwe handle include court proceedings and FOS and POS referrals and our work very often comes with a fiscal or regulatory angle... to it. We also support clients involved in regulatory investigations by the FRC, ICAEW and FCA. Our focus...
DAC Beachcroftwithin Financial Services and providing effective reporting on the results Deep understanding of the regulatory environment in... About this role We’re always looking to help customers succeed with credit. We’ve got a well established Quality Assurance team...
Capital Onewe handle include court proceedings and FOS and POS referrals and our work very often comes with a fiscal or regulatory angle... to it. We also support clients involved in regulatory investigations by the FRC, ICAEW and FCA. Our focus...
DAC Beachcroftour commitment to the safeguarding of children and adults at risk and to ensuring that Wolves is free from discrimination... reporting submissions. Budget and forecasting support for assigned departments. Support with R&D tax relief projects. Ad hoc...
Wolvescorporate accounting, regulatory and financial reporting, budget and forecast preparation, banking and cash flow monitoring... all financial activities, including budgeting, reporting, and forecasting. It will be pivotal in managing our day-to-day financial...
Poseidon Digitalof regulatory matters such as MiFID and EMIR obligations, transaction reporting, margin rules and cross border licencing issues... developments impacting the capital markets business in EMEA. Manage legal risk having regard for, amongst other things, regulatory...
Goodman Massonbusiness is operating in a compliant manner in respect of all regulatory requirements, supporting positive customer outcomes... and helping deliver cultural change. This is a key hire reporting directly to the Head of Compliance (SMF16) and will gain...
Tandem Banktimely responses and assisting stakeholders with their communications - Monitor regulatory change and emerging risk... to support the compliance operations of the firm. Reporting to AEU UK's Senior Compliance Manager, the Compliance Manager...
Amazon, production of monthly MI, KRI/KPI and risk reporting. Lead on tracking regulatory horizon developments in the UK as they relate... choice. THE RESPONSIBILITIES: Managing and reporting on regulatory projects, including advising on and supporting the...
Compliance Professionalsbusiness is operating in a compliant manner in respect of all regulatory requirements, supporting positive customer outcomes... and helping deliver cultural change. This is a key hire reporting directly to the Head of Compliance (SMF16) and will gain...
Tandem Bank, spearheading key B2C and B2B commercial projects. Collaborate closely with Group Risk and Compliance, ensuring regulatory matters... regulated contracts. Your role, reporting to the Head of Legal - Financial Services, will be vital in drafting and advising...
AAof new business opportunities. Monitor performance of the business and the evolution of the pipeline, reporting performance..., Regulatory, Compliance, etc. Oversight and sign-off of client marketing materials, transaction summaries, proposals and term...
Santander: affirmation, settlement, client money daily segregation, credit event management, client valuations, regulatory reporting, and tax... reporting. We facilitate transaction execution via a 'best in class' systematic control framework, providing integration...
JPMorgan Chase