Compliance Analyst or Compliance Manager who has: Prior management experience from a law firm background Great knowledge of AML... & Conflicts checks...
Career LegalControl Room compliance programs, managing information barriers and conflicts of interest within the CIB and capital markets... businesses. Handle conflict clearance processes, manage global lists and support the Research Supervisory Analyst team in...
Barclay Simpson, Conflicts, Conduct, Complaints; ● Call monitoring; ● Client trade monitoring (MifID or local equivalent); ● Best Execution... to day management of 1 Compliance Monitoring Senior Analyst. ● Analysis of findings and tracking of actions...
Ebury. This role will predominately support the AML & Conflicts team as well as the Risk & Compliance Manager, AML Managers... the AML analyst team, providing on-the-job support, guidance & mentoring and supporting growth and development...
Mishcon de Reyawith indefinite right to work in the United States. About S&P Global Ratings At S&P Global Ratings, our analyst-driven credit... and Trading Policy (“the Policy”) that seeks to mitigate conflicts of interest by monitoring and placing restrictions on personal...
S&P Global. About S&P Global Ratings At S&P Global Ratings, our analyst-driven credit ratings, research, and sustainable finance opinions... and Trading Policy (“the Policy”) that seeks to mitigate conflicts of interest by monitoring and placing restrictions on personal...
S&P GlobalRisk and Compliance team comprising of two analysts and one senior analyst. You will assume full responsibility for the day... in relation to conflicts of interest, confidentiality and engagement letters and wider areas such as insurance...
BCL Legal