CONDUCT RISK AND COMPLIANCE jobs in United Kingdom

from maternity leave they will lead compliance with our conduct regulatory requirements for both our investments and payment... with compliance with conduct rules and requirements relating to investment firms. This role will give you the opportunity to: Play...

Providing compliance domain expertise to your department Supporting the risk governance process for expansion initiatives... by identifying, assessing, documenting, and reviewing regulatory compliance, conduct, and culture risks Ensuring compliance with the...

understanding of the FCA regulations. You will provide conduct risk advice, guidance, challenge, and training to the business... on Conduct Risk Policies. You will also be involved in identifying, investigating, and mitigating conduct risks. In the role...

understanding of the FCA regulations. You will provide conduct risk advice, guidance, challenge, and training to the business... on Conduct Risk Policies. You will also be involved in identifying, investigating, and mitigating conduct risks. In the role...

Job Description Summary Job Description Conduct Risk Manager Permanent Location: Edinburgh (typically 2 days in... and belonging. We have an exciting opportunity for a Conduct Risk Manager to join our Regulatory Risk Department. Reporting to the...

Eames is currently working with a Lloyd's syndicate to hire a Senior Conduct Risk Officer. This person will support... the Conduct Oversight Team to ensure compliance with the conduct rules as set out by the PRA & FCA Standards of Conduct...

As part of the Compliance division of Macquarie's Risk Management Group, the Conduct Risk team supports our businesses... Compliance division of Macquarie's Risk Management Group, the Conduct Risk team supports our businesses to manage conduct risk...

This position is for a Conduct Risk Associate in the financial services industry. The role involves proactive... management of conduct risk matters within a team setting. Identify, assess, and mitigate conduct risks associated...

Eames is currently working with a Lloyd's syndicate to hire a Senior Conduct Risk Officer. This person will support... the Conduct Oversight Team to ensure compliance with the conduct rules as set out by the PRA & FCA Standards of Conduct...

Compliance Officer with completing and submitting Conduct Risk tasks in relation to Lloyd's and regulatory returns. The ideal...Eames is currently working with an established Insurance company who are seeking a Conduct Risk Analyst...

Description Position at Tokio Marine HCC Job Title: Conduct Risk Analyst Reporting to: Compliance Officer...; - assisting the Compliance Officer - Conduct Risk in any required reporting relating to complaints, both external regulatory...

, Compliance Risk Assessment, Personal Account Dealing, Conduct, Conflict of Interest, Whistleblowing, Communication and Trade.... Coverage of conduct and compliance risks, Previous experience in at least one of the Core Compliance areas – Advisory...

conduct findings into the overall assessment of external client risk Conduct follow-up reviews and assessments to monitor... for Everyone. Job Description We are looking for a Financial Crime & Conduct Specialist to join our Financial Crime & Conduct Supervision Team (FCCS). The Financial Crime...

to have 5 years compliance business partnering experience covering core areas such as T&C, ICOBS, Conduct Risk, COI, financial... to a heightened level of risk. Key responsibilities Leading the Group Compliance Business Partners and ensuring the prioritisation...

research capabilities and flexible technology tools, the Compliance Risk and Diligence practice of Kroll helps clients... take a risk-based approach toward meeting obligations or remediating failures regarding anti-bribery, anti-corruption and related...

legal, procurement, and operations, to ensure contract compliance and risk mitigation Conduct regular contract audits...Job Title: Contract Risk Manager | Contract Risk & Compliance Manager Location: Europe, South Africa or Remote...

, including processes, standards, policies, and procedures. Conduct risk assessments to identify potential risk events and assist... compliance with industry regulations. Your work will directly contribute to the security and stability of the IT infrastructure...