CONDUCT REGULATION MANAGER ASSET jobs in LONDON, United Kingdom

PURPOSE OF THE ROLE We're looking for a Compliance Manager to join our high performing and busy financial services... practice areas . Our Financial Regulation team is independently recognised as first rate and having "client focus...

Addleshaw Goddard

achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech... better outcomes for our clients around the world! What are the ongoing responsibilities of a Fixed Income Portfolio Manager...

Franklin Templeton Investments

with us to discuss in more detail. Purpose The Responsible Investment Manager (Quant) is responsible for developing and enhancing... into investment decision-making processes, asset allocation, and risk management frameworks. Quantitative modelling and analysis...

Just

proximity to markets unencumbered by onerous regulation. Responsibilities: * Evaluate model performance tests, ensuring models... standards. Achieve a delicate equilibrium between global regulatory standards and commercial business requirements. Conduct...

Barclay Simpson

, conduct proactive external market analysis and recommend updates as necessary in line with market trends and findings. Provide... philosophy.. Conduct proactive competitive analysis. Partner with other Compensation team members on initiatives that cross...

Ameriprise Financial

information they need to satisfy KYC requirements to latest policy standards. Enhanced regulation in the trading space in recent... and deviations in expected volumes & frequencies of transactions across various asset classes and products. You will be part of the...

Deutsche Bank

you balance your work and home life. Join the Close Brothers Asset Finance & Leasing (CBAFL) team where you will ensure prompt... and consistent complaints management, root cause exploration and reporting, to the Complaints Manager in the Operational Governance...

Close Brothers Group

and customer success orgs. This is a customer-facing role and your focus will be to conduct strategic discovery, serve... as engagement manager for business value workshops, and quantify Forter's economic impact. Business Value Managers are expected...

Forter

. You will be responsible for developing and executing a comprehensive account plan for select investment consultants across manager research..., support asset and revenue-growth in line with the company’s ambitions. In addition to this the successful candidate...

Aviva

through professional development, career training and mentoring programs. Our people are our most important asset..., you will provide a friendly and proactive service to our users and conduct efficient handling of each query and advise users of the...

Allied World

There is a place for you at T. Rowe Price to grow, contribute, learn, and make a difference. ​ We are a premier asset... manager focused on delivering global investment management excellence and retirement services that investors can rely...

T. Rowe Price

department, which offers a wide range of opportunities for career development across different asset classes and locations... and support groups (Compliance, Finance, Operations, Audit), as well as local regulators (i.e. the Prudential Regulation Authority...

Bank of America

: Demonstrable experience with ratings agency, bank, asset manager or commodity trader. Comfortable conducting due diligence... and limits. Review and challenge analysis produced by team members and offshore support functions. Due diligence – conduct...

Shell