COMPLIANCE SURVEILLANCE MONITORING ANALYST jobs in ENGLAND, United Kingdom

We are currently looking to recruit 3 x Trade Surveillance Analyst's on 6 month fixed term contracts. Within the role... of monitoring reports Advise on refinements to existing trade surveillance reports, according to industry best practice guidance...

The primary objective of the role will be to assist in the delivery of surveillance monitoring and oversight of the... Surveillance Team to assist in the completion of trade surveillance and related front office monitoring activities as part of the...

, and regulatory updates relevant to the Company. Execution of a risk-based compliance monitoring programme in line with regulatory... guidelines and in conjunction with business and compliance departments. Monitoring the complaints handling and vulnerability...

Location: London, UK Job title: Compliance Analyst Who we’re looking for We are looking for a Compliance Analyst... Risk, Core Compliance and Wealth Management. What you’ll do Undertaking on-going desk-based monitoring of trading...

Job Description: Newton, Compliance Testing Analyst Newton is a global investment management firm owned by BNY... team member for the role of Compliance Testing Analyst to join our Compliance team. This role is located in London - HYBRID...

requirement (Market Data related IM, Email, Applications and its data vault, Surveillance and monitoring access control...Market Data Admin and support for a global bank based in Liverpool street. Role - Market Data Admin and Compliance...

Interactive Brokers is looking to hire a Model Governance Analyst at our fantastic London Office (Fenchurch Street..., AML, and securities laws and regulations related to Model Governance. As an analyst, you'll be part of the global model...

and deliver the assurance plan for the Springfields Site; Undertake planned assessment, surveillance and concurrence activities... processes. Undertake assessment work due to emergent requirements. Monitoring and tracking the Assurance Plan to ensure key...

processes. Perform ad hoc monitoring of Market Abuse Surveillance alerts and Review the daily open alerts for appropriate... Confirmations/Agreements Build and develop strong relationship with stakeholders across business, compliance, contracts...

. Support monitoring and surveillance programs and securities aggregation for the Global Control Room. Develop and manage... strong industry contacts. Report monitoring results to senior Compliance management. Collaborate with the broader Compliance team...

role in safeguarding market integrity and regulatory compliance through advanced data analytics. The role... functions. The responsibility will include developing sophisticated surveillance models, analytics, and tools to detect...