COMPLIANCE REGULATION AND POLICY jobs in UNITED KINGDOM, United Kingdom #3

Compliance Advisory subject matter expert on regulation relating to the UK collective investment scheme products, operations.... As a full-time employee, compliance with the workplace policy means working with your direct manager to create a schedule...

Serves as a senior Privacy and Responsible Data compliance risk manager for Independent Compliance Risk Management... of law, rule, or regulation and design and delivery of a risk management framework that maintains risk levels within the firm...

sector as they look to add a Compliance officer to their Compliance function located in central Leeds. The... successful candidate will assist the Compliance Manager in meeting the team's objectives, ensuring the firm fulfils the Financial Conduct...

sector as they look to add a Compliance officer to their Compliance function located in central Leeds. The... successful candidate will assist the Compliance Manager in meeting the team's objectives, ensuring the firm fulfils the Financial Conduct...

Key Responsibilities: Deliver compliance reviews in line with the Compliance Monitoring Plan to ensure that existing... of key risk management frameworks in place, specifically: Compliance Management Framework; Information Governance Framework...

of changing legislation, regulation, and industry standards interpreting this into relevant policy changes... that you thrive in these environments. Due to our continued growth, we're now looking for a Compliance Manager to join our high...

# L1-Hybrid Compliance Learning Specialist - Permanent Grade 4 - Implementation of project activity or provision... of specialist advice within a given policy framework as either technical/operational specialist or team leader Salary...

and related UK law and regulation. · Support the Head of Compliance (SMF16) with FCA and PRA engagement, including regulatory... and resolution of compliance-related incidents and breaches. Compliance Policy · Establishing, managing, and implementing...

- for ourselves, our company, and the communities we serve. Join us. The Team The Content Regulation & Safety team focuses... on advising the business on the implementation of, and ongoing compliance with, content focused laws in the region. These include...

assurance, student progression, compliance, student wellbeing and administration This is an excellent opportunity... of Offenders Act 1974. Recruitment checks are undertaken in accordance with our background-checking policy. Successful applicants...

diligence and conflicts checks in line with all legal and regulatory requirements and internal policy and procedures... legal, regulatory and internal policy requirements when conducting client due diligence and conflict checks. Quality...

; ensuring compliance with legal, firm wide and practice group specific policies and procedures Managing the end to end file... performance We support flexible ways of working through our remote working policy and commitment to flexible, agile and hybrid...

, regulation, policy and standards Line managing and coordinating work of one other team member Coordinating and partnering... are threat- and vulnerability-driven Inspecting, reviewing and reporting compliance with relevant security legislation...

support across a range of areas, including academic and quality assurance, student progression, compliance, student wellbeing... of Offenders Act 1974. Recruitment checks are undertaken in accordance with our background-checking policy. Successful applicants...

on leadership for all aspects of the finance function (AR, AP, FP&A, Compliance, Tax and Reporting) Monitoring the financial health... of the business Reporting to management Overseeing all tax and regulatory/compliance issues Contributing to decisions...

appointed account manager in areas of compliance and advisory. You will liaise closely with the K2 mobility teams, proactively.../ Assignee and propose best options for their situation ensuring legal compliance is maintained. Conduct extensive case...

and Improvement Manager in ensuring team compliance with the rules, policy and processes/procedures associated with the fitness... casework, ensuring team performance and productivity, case throughput, as well as compliance throughout with associated rules...