COMPLIANCE OFFICER WITH REGULATORY jobs in UNITED KINGDOM, United Kingdom #4

and external regulatory bodies as appropriate head of compliance |Investment Banking The successful Chief Compliance Officer... necessary to identify compliance issues and provide advice or training Keep abreast of regulatory developments...

About the role: Sustainalytics is currently seeking a Chief Compliance Officer. The Chief Compliance Officer... Amsterdam and reports to the Global Chief Compliance Officer (“GCCO”) Ratings and Benchmarks Job responsibilities: Given the...

We are looking for a dedicated and professional Chief Compliance Officer (SMF 16) with a strong background in... as well as evolving best practices in compliance control Prepare reports for senior management and external regulatory bodies...

My client is based in Manchester and they are looking for a Compliance Monitoring Officer to join their team. The... of Compliance any specific issues or concerns regarding any client firms which might realistically affect their ability to trade...

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM... of internal compliance policies. Assisting with regulatory inquiries and/or examinations. This may include coordination...

Compliance Officer Lloyd Recruitment Services are delighted to be recruiting on behalf of a specialist finance... provider that seek an experienced Compliance Officer to join their Compliance & Risk team. The client is an award winning...

We are seeking to recruit a dedicated Operations and Facilities Compliance Officer to join the compliance team... contracts and maintain a register to monitor suppliers' compliance with obligations. Offer advice on statutory and regulatory...

LEGAL & COMPLIANCE OFFICER Hybrid working Leeds office based Full OR Part-Time Job Description Ensure the firm... and protocols. Keep up-to-date with regulatory developments and industry initiatives Develop compliance checklists and compliance...

Our client a leading global Investment Bank are recruiting for a Senior Compliance Officer - Control Room and Central... Compliance to join their established Compliance team with offices based in the city of london The Senior Compliance Officer...

. Job Summary As a Fintech Compliance and Paralegal Officer, you will play a crucial role in ensuring regulatory compliance...Opportunity A well-funded fintech start-up is looking to recruit an ambitious Compliance and Paralegal Officer...

that are already delivering results for our estate agents / housebuilders. Summary of Role The Risk & Compliance Officer is responsible... or regulatory type role. Experience of working with ISO standards, especially ISO 27001. A keen interest in compliance, risk...

This is an exciting opportunity for an accomplished Chief Risk & Compliance Officer looking to make a significant... and ensuring regulatory compliance at board level, ideally previously SMF 4 approved. Developing and implementing risk...

, has an opportunity available for an energetic and dynamic Audit & Compliance Officer. The main focus of the position is to ensure... Regulatory compliance Risk management Training Reporting & investigation Documentation & record keeping Provide advice...

regulatory needs. What you will be Responsible for As a Global Markets Compliance Officer, Vice President...Who we are looking for We are looking for a Global Markets Compliance Officer – Vice President who will primarily...

Compliance Risk Management Officer | Investment Banking | £650/day Inside IR35 | Contract | LONDON | 12 Months | HYBRID..., compliance risk appetite assessment, interpretation of regulatory change, third party management compliance risk management...

Compliance Risk Management Officer | Investment Banking | Up to £480/day Inside IR35 | Contract | BELFAST | 12 Months..., compliance risk appetite assessment, interpretation of regulatory change, third party management compliance risk management...

. At present they are looking to recruit a Compliance Support Officer to join their regulatory team...Compliance Support Officer - Chemicals - North Yorkshire - Permanent Our client is a long standing and award winning...