COMPLIANCE OFFICER TRADE SURVEILLANCE jobs in United Kingdom

both on parameters and logic to improve the quality of Trade Surveillance alerts triggered. Compliance and Regulation: Help ensure... and utilized in our Trade Surveillance program for monitoring and reporting. Surveillance Inventory: Assist in the creation...

on Monitoring and Surveillance. The role involves monitoring trades for compliance with local regulations and trading books for risk...An established and growing Brokerage in the City of London is looking for a Compliance Analyst with a focus...

Trade Surveillance Analyst Shift Pattern: Standard 40 Hour Week (United Kingdom) Scheduled Weekly Hours: 40... which are Trade Surveillance, Member Oversight, and Position Surveillance. The team monitors order and trade activity to identify...

monitoring and testing programme. You will be responsible for performing monitoring and surveillance to demonstrate compliance...Our team is seeking a Senior Analyst to join the Global Compliance Monitoring & Testing team to execute the compliance...

offerings. In depth Regulatory understanding of trade surveillance and monitoring for suspicion of market abuse and conduct...; post trade regulatory compliance against relevant global regulation including MiFID, Dodd Frank, EMIR & SFTR; and of LBG...

to developing policies and procedures, generating MI, transaction monitoring, trade surveillance, reviewing escalations and advising...-risk clients. Management Information - Support in the population of data for monthly compliance reports, financial crime...